BENJAMIN F. EDWARDS & COMPANY, INCORPORATED
Company Profile
| AUM* | 19,620,561,110 41% |
| of that, discretionary | 13,219,824,833 47% |
| Number of Employees | 767 4% |
| of those in investment advisory functions | 456 4% |
| Private Fund GAV* | 0 |
| Avg Account Size | 339,697 81% |
| High Net Worth | 0.76% 47% |
| SMA’s | Yes |
| Private Funds | 0 |
Adviser Type
- Large advisory firm
- Related adviser
- Related adviser
Client Types
- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above
- Other
Advisory Activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Compensation Arrangments
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Disclosure Reporting
| 11.C(1) | SEC/CFTC found false statement |
| 11.C(2) | SEC/CFTC found violation |
| 11.C(4) | SEC/CFTC order in investment-related activity |
| 11.C(5) | SEC/CFTC civil penalty / cease and desist |
| 11.D(4) | Other regulator order (past 10 yrs) |
| 11.D(5) | Other regulator denied/suspended/revoked license |
| 11.E(2) | SRO found rule violation |
| 11.E(4) | SRO disciplined (expelled/suspended/barred) |
| 11.F | Attorney/accountant/contractor authorization revoked |
Recent News
Reported AUM
13B
11B
9B
8B
6B
4B
2B
2015
2016
2017
2018
2019
2020
2021
2022
2023
2024
2025
2026
Private Funds
No private funds
Employees
Form ADV-E Surprise Examination Reports
| Accounting Firm Name | Filing Date | Form ADV-E |
|---|---|---|
| Accounting Firm Name DELOITTE & TOUCHE | Filing Date12/19/2025 | Form ADV-E View Report |
| Accounting Firm Name DELOITTE & TOUCHE | Filing Date01/23/2025 | Form ADV-E View Report |
| Accounting Firm Name DELOITTE & TOUCHE | Filing Date12/20/2023 | Form ADV-E View Report |