Adviser Profile
| As of Date | 01/21/2026 |
| Registration | SEC, Approved, 11/29/2024 |
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| Former registrations | |
| Contact Info | 484 xxxxxxx |
| Websites |
| AUM* | 165,395,938 18% |
| of that, discretionary | 165,395,938 18% |
| Number of Employees | 2 |
| of those in investment advisory functions | 2 |
| Private Fund GAV* | 0 |
| Avg Account Size | 394,740 18% |
| % High Net Worth | 36.69% -47% |
| SMA’s | No |
| Private Funds | 0 |
Adviser Type
- Large advisory firm
Client Types
- Individuals (other than high net worth individuals)
- High net worth individuals
Advisory Activities
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
Compensation Arrangments
- A percentage of assets under your management
Reported AUM
165M
142M
118M
95M
71M
47M
24M
2024
2025
2026
Private Funds
No private funds
Employees
Form ADV-E Surprise Examination Reports
| Accounting Firm Name | Filing Date | Form ADV-E |
|---|---|---|
| Accounting Firm Name ASSURANCE DIMENSIONS | Filing Date09/01/2025 | Form ADV-E View Report |
Top Holdings
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker78464A854 | Stock NameSPDR SERIES TRUST | $ Position$27,120,029 | % Position17.00% | $ Change | # Change |
| Stck Ticker78464A649 | Stock NameSPDR SERIES TRUST | $ Position$21,041,889 | % Position13.00% | $ Change | # Change |
| Stck Ticker78463X889 | Stock NameSPDR INDEX SHS FDS | $ Position$14,503,044 | % Position9.00% | $ Change | # Change |
| Stck Ticker78464A375 | Stock NameSPDR SERIES TRUST | $ Position$9,882,533 | % Position6.00% | $ Change | # Change |
| Stck Ticker922908629 | Stock NameVANGUARD INDEX FDS | $ Position$9,217,376 | % Position6.00% | $ Change | # Change |
| Stck Ticker921908844 | Stock NameVANGUARD SPECIALIZED FUNDS | $ Position$7,672,574 | % Position5.00% | $ Change | # Change |
| Stck Ticker922042858 | Stock NameVANGUARD INTL EQUITY INDEX F | $ Position$6,585,356 | % Position4.00% | $ Change | # Change |
| Stck Ticker464287226 | Stock NameISHARES TR | $ Position$6,768,889 | % Position4.00% | $ Change | # Change |
| Stck Ticker78462F103 | Stock NameSTATE STR SPDR S&P 500 ETF T | $ Position$4,215,056 | % Position3.00% | $ Change | # Change |
| Stck Ticker464287804 | Stock NameISHARES TR | $ Position$4,370,577 | % Position3.00% | $ Change | # Change |