Adviser Profile
| As of Date | 01/21/2026 |
| Registration | SEC, Approved, 11/29/2024 |
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| Former registrations | |
| Contact Info | 484 xxxxxxx |
| Websites |
| AUM* | 165,395,938 18% |
| of that, discretionary | 165,395,938 18% |
| Number of Employees | 2 |
| of those in investment advisory functions | 2 |
| Private Fund GAV* | 0 |
| Avg Account Size | 394,740 18% |
| % High Net Worth | 36.69% -47% |
| SMA’s | No |
| Private Funds | 0 |
Adviser Type
- Large advisory firm
Client Types
- Individuals (other than high net worth individuals)
- High net worth individuals
Advisory Activities
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
Compensation Arrangments
- A percentage of assets under your management
Reported AUM
165M
142M
118M
95M
71M
47M
24M
2024
2025
2026
Private Funds
No private funds
Employees
Form ADV-E Surprise Examination Reports
| Accounting Firm Name | Filing Date | Form ADV-E |
|---|---|---|
| Accounting Firm Name ASSURANCE DIMENSIONS | Filing Date09/01/2025 | Form ADV-E View Report |
Top Holdings
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker78464A854 | Stock NameSPDR SERIES TRUST | $ Position$25,191,296 | % Position16.00% | $ Change22.00% | # Change6.00% |
| Stck Ticker78464A649 | Stock NameSPDR SERIES TRUST | $ Position$17,932,675 | % Position11.00% | $ Change0.00% | # Change0.00% |
| Stck Ticker78463X889 | Stock NameSPDR INDEX SHS FDS | $ Position$14,120,423 | % Position9.00% | $ Change18.00% | # Change7.00% |
| Stck Ticker78464A375 | Stock NameSPDR SERIES TRUST | $ Position$9,159,002 | % Position6.00% | $ Change-1.00% | # Change-1.00% |
| Stck Ticker922908629 | Stock NameVANGUARD INDEX FDS | $ Position$9,150,882 | % Position6.00% | $ Change24.00% | # Change341.00% |
| Stck Ticker921908844 | Stock NameVANGUARD SPECIALIZED FUNDS | $ Position$9,075,654 | % Position6.00% | $ Change15.00% | # Change4.00% |
| Stck Ticker922908553 | Stock NameVANGUARD INDEX FDS | $ Position$5,586,808 | % Position4.00% | $ Change18.00% | # Change8.00% |
| Stck Ticker922042858 | Stock NameVANGUARD INTL EQUITY INDEX F | $ Position$6,330,451 | % Position4.00% | $ Change20.00% | # Change9.00% |
| Stck Ticker464287226 | Stock NameISHARES TR | $ Position$7,132,892 | % Position4.00% | $ Change13.00% | # Change13.00% |
| Stck Ticker464287804 | Stock NameISHARES TR | $ Position$4,869,160 | % Position3.00% | $ Change29.00% | # Change8.00% |