9AT: HESTIA CAPITAL MANAGEMENT, LLC

HESTIA CAPITAL MANAGEMENT, LLC

Related Companies

Show removed companies

other names

HESTIA CAPITAL MANAGEMENT, LLC

Adviser Profile

Registration status

Registration Changed to HESTIA CAPITAL MANAGEMENT, LLC

As of Date	03/07/2026
ADV Location	CRANBERRY TOWNSHIP, PA, United States
Adviser Type - Large advisory firm
Number of Employees	2 -33%
of those in investment advisory functions	1

AUM^*	131,913,354 36%
of that, discretionary	131,913,354 36%
Private Fund GAV^*	0 -100%
Avg Account Size	43,971,118 36%
SMA’s	No
Private Funds	0 2
Contact Info	(87 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

1 1 1 1

Discretionary

Non-discretionary

Private Funds

GAV Count

Employees

Top Holdings

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker724479100	Stock NamePITNEY BOWES INC	$ Position$89,377,859	% Position74.00%	$ Change	# Change
Stck Ticker025816109	Stock NameAMERICAN EXPRESS CO (PUT)	$ Position$2,219,700	% Position2.00%	$ Change	# Change
Stck Ticker146869102	Stock NameCARVANA CO (PUT)	$ Position$2,700,928	% Position2.00%	$ Change	# Change
Stck Ticker18915M107	Stock NameCLOUDFLARE INC (PUT)	$ Position$1,971,500	% Position2.00%	$ Change	# Change
Stck Ticker343498101	Stock NameFLOWERS FOODS INC	$ Position$1,959,488	% Position2.00%	$ Change	# Change
Stck Ticker500255104	Stock NameKOHLS CORP	$ Position$2,949,245	% Position2.00%	$ Change	# Change
Stck Ticker71377A103	Stock NamePERFORMANCE FOOD GROUP CO (PUT)	$ Position$1,141,984	% Position1.00%	$ Change	# Change
Stck Ticker37045V100	Stock NameGENERAL MTRS CO (PUT)	$ Position$1,171,008	% Position1.00%	$ Change	# Change
Stck TickerM5216V106	Stock NameGLOBAL E ONLINE LTD (PUT)	$ Position$1,395,505	% Position1.00%	$ Change	# Change
Stck Ticker45784P101	Stock NameINSULET CORP (PUT)	$ Position$1,023,264	% Position1.00%	$ Change	# Change

Brochure Summary

Overview

Firm Description Hestia Capital Management, LLC (“Hestia”, the “Firm”, or “we”) is a Delaware Limited Liability Company investment adviser founded in January 2009 with its principal place of business in Mars, PA. Principal Owners The principal owner is Kurtis J. Wolf. Types of Advisory Services Hestia is a private investment management firm offering discretionary investment advisory services to private funds and separately managed accounts. Hestia has a specific investment process, as discussed in more detail in Item 8 - Methods of Analysis, Investment Strategies, and Risk of Loss. This process is discussed with the prospective client to determine if Hestia is a good fit for their investment objectives and risk tolerances. If a qualified client, investors will invest in a private fund managed by Hestia. A client may be managed as a separately managed account if they would like more visibility and individualization in their portfolio or if the client has a specific

unique opportunity they would like Hestia to manage. Hestia offers primarily deep value, long-short equity or long only equity strategies, typically holding stocks, ETFs and publicly traded options. U.S. Treasuries, Preferred Stocks, and other related investments may be held as an alternative to holding cash. Tailored Relationships The assets for the separately managed accounts will be managed in accordance with the client’s respective investment objectives and risk tolerances. Investors may be able to place restrictions on separately managed accounts. The private funds managed by Hestia are managed according to the Fund’s investment objectives; investors of the private funds cannot impose restrictions. Wrap Fee Programs Hestia does not place client assets into a wrap fee program. Investment management services are provided directly by Hestia. Client Assets As of January 31, 2023, Hestia managed approximately $134 million in discretionary assets. 5 | Page