9AT: HESTIA CAPITAL MANAGEMENT, LLC

HESTIA CAPITAL MANAGEMENT, LLC

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HESTIA CAPITAL MANAGEMENT, LLC

Adviser Profile

As of Date	03/07/2026
Registration status	Registration Changed to HESTIA CAPITAL MANAGEMENT, LLC
ADV Location	CRANBERRY TOWNSHIP, PA, United States
Contact Info	(87 xxxxxxx
Websites

AUM^*	131,913,354 36%
of that, discretionary	131,913,354 36%
Number of Employees	2 -33%
of those in investment advisory functions	1
Private Fund GAV^*	0 -100%
Avg Account Size	43,971,118 36%
SMA’s	No
Private Funds	0 2

Adviser Type

- Large advisory firm

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

134M 115M 96M 76M 57M 38M 19M

2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

GAV Count

Employees

Top Holdings

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Stck Ticker500255104	Stock NameKOHLS CORP	$ Position$3,143,165	% Position2.00%	$ Change46.00%	# Change-19.00%
Stck Ticker71377A103	Stock NamePERFORMANCE FOOD GROUP CO (PUT)	$ Position$1,352,520	% Position1.00%	$ Change	# Change
Stck Ticker15118V207	Stock NameCELSIUS HLDGS INC (PUT)	$ Position$1,368,262	% Position1.00%	$ Change	# Change
Stck Ticker343498101	Stock NameFLOWERS FOODS INC	$ Position$1,502,055	% Position1.00%	$ Change203.00%	# Change271.00%
Stck Ticker45784P101	Stock NameINSULET CORP (PUT)	$ Position$1,173,174	% Position1.00%	$ Change	# Change
Stck Ticker48666K109	Stock NameKB HOME (PUT)	$ Position$1,323,712	% Position1.00%	$ Change24.00%	# Change3.00%
Stck Ticker75524B104	Stock NameRBC BEARINGS INC (PUT)	$ Position$1,678,247	% Position1.00%	$ Change1.00%	# Change0.00%

Brochure Summary

Overview

Firm Description Hestia Capital Management, LLC (“Hestia”, the “Firm”, or “we”) is a Delaware Limited Liability Company investment adviser founded in January 2009 with its principal place of business in Mars, PA. Principal Owners The principal owner is Kurtis J. Wolf. Types of Advisory Services Hestia is a private investment management firm offering discretionary investment advisory services to private funds and separately managed accounts. Hestia has a specific investment process, as discussed in more detail in Item 8 - Methods of Analysis, Investment Strategies, and Risk of Loss. This process is discussed with the prospective client to determine if Hestia is a good fit for their investment objectives and risk tolerances. If a qualified client, investors will invest in a private fund managed by Hestia. A client may be managed as a separately managed account if they would like more visibility and individualization in their portfolio or if the client has a specific

unique opportunity they would like Hestia to manage. Hestia offers primarily deep value, long-short equity or long only equity strategies, typically holding stocks, ETFs and publicly traded options. U.S. Treasuries, Preferred Stocks, and other related investments may be held as an alternative to holding cash. Tailored Relationships The assets for the separately managed accounts will be managed in accordance with the client’s respective investment objectives and risk tolerances. Investors may be able to place restrictions on separately managed accounts. The private funds managed by Hestia are managed according to the Fund’s investment objectives; investors of the private funds cannot impose restrictions. Wrap Fee Programs Hestia does not place client assets into a wrap fee program. Investment management services are provided directly by Hestia. Client Assets As of January 31, 2023, Hestia managed approximately $134 million in discretionary assets. 5 | Page