9AT: PRIVATE EQUITY (THAILAND) CO., LTD.

PRIVATE EQUITY (THAILAND) CO., LTD.

PRIVATE EQUITY (THAILAND) CO., LTD.

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Adviser Profile

As of Date	03/20/2026
Registration status	Registration Changed to PRIVATE EQUITY (THAILAND) CO., LTD.
ADV Location	BANGKOK, Thailand
Contact Info	662 xxxxxxx

AUM^*	171,678,012 -38%
of that, discretionary	0
Number of Employees	11 -15%
of those in investment advisory functions	10 -17%
Private Fund GAV^*	0
Avg Account Size	57,226,004 -38%
SMA’s	No
Private Funds	0

Adviser Type

- Outside the United States

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

365M 313M 261M 208M 156M 104M 52M

2020 2021 2022 2023 2024 2025

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

ADVISORY BUSINESS Advisory Firm Description The Firm was established in February 2002 and operates as a private investment firm focused on assisting its clients in building a diversified investment portfolio consisting primarily of equity and equity-linked investments in middle market, growth-oriented companies formed and operated in the Asia Pacific region in sectors in which the Firm’s professional team have prior experience. As used in this brochure, “we”, “us” and “our” refer to the Firm and its advisory business. Types of Advisory Services The Firm provides non-discretionary investment sub-advisory and management services to an SEC registered investment adviser, Lombard Investments, Inc. (“Lombard”) and Lombard Asia Management, Ltd (“LAM”) a Cayman Islands exempted limited company. Such sub-advisory services are provided in connection with the investment advisory and management services Lombard provides to Lombard Asia III, L.P and Lombard Asia IV, L.P., and in which LAM provides to Lombard Asia V, L.P., all privately placed Cayman Islands exempted limited partnerships exempt from registration under the Investment Company Act of 1940, as amended, and the regulations promulgated thereunder (the “Funds”). The

relationship between the Firm, Lombard, LAM, and the Funds are governed by the Investment Advisers Act of 1940, as amended (the “Advisers Act”), the terms of the investment sub-advisory agreement executed between the Firm and Lombard (the “Advisory Agreement”), and the governing documents of the Funds (the “Governing Documents”). Tailored Advisory Services Subject to the terms of the Advisory Agreement, the Firm tailors its advisory services to the investment strategies (as described in Item 8 of this Brochure) and specific terms and conditions of the Funds as described in the private placement memorandum (“PPM”), and the Governing Documents. These documents include restrictions on investing in certain instruments or types of assets, including concentration limits and other restrictions. Fund investors should refer to each Fund’s PPM and other offering materials for specific information about the applicable Funds. Wrap Fee Program The Firm does not participate in wrap fee programs. Client Assets Under Management As of December 31, 2023, the Firm provides non-discretionary investment advisory services to Lombard, which is the investment adviser to the Funds which has approximately $ 278,099,252in regulatory assets under management.