4.A. Advisory Firm Description
4612 Group was formed in July 2016 as a limited liability company under the laws of the State of Georgia and its
primary place of business is located in Atlanta, Georgia. The principal owner is J.T. King.
4.B. Types of Advisory Services
4612 Group provides services which consist of: a) direct private capital investments into companies via private
pooled investment vehicles (“Private Funds”) ; b) wealth management services, on a non-discretionary basis to
high-net-worth individuals and family offices (“Clients”) and c) consulting services to companies as discussed
below.
4.C. Client Investment Objectives/Restrictions
Private Funds.
4612 Group provides discretionary portfolio management services to private pooled investment vehicles in
accordance with the investment guidelines set forth in each Private Fund’s offering documents. 4612 Group is
responsible for the investment decisions and performance of the Private Funds. 4612 Group does not tailor its
investment advice to the needs of investors in the Private Funds.
Wealth Management Services. 4612 Group offers wealth management services focused on portfolio management
and asset allocation. 4612 Group begins its wealth management process by discussing each Client’s financial
goals, investment objectives and personal risk tolerance before any investment advice is given. Specifics for each
Client are fully documented.
Recognizing the uniqueness of each Client, Client portfolios
vary in structure based on needs, size, and economic
and market trends at the time. Client portfolios may be invested in a wide variety of securities, but generally
include a mix of equities (e.g., common stocks, preferred stocks, exchange traded funds and mutual funds), fixed
income (e.g., corporate, municipal, U.S. Treasury, and other government and agency), alternatives (e.g., hedge
funds, private equity, and venture capital) and cash and cash equivalents (e.g., money market and U.S. Treasury
bills). Clients are able to request reasonable restrictions on investments in certain securities or types of securities.
Notice of requested restrictions is required to be given to 4612 Group in writing, and is subject to 4612 Group’s
agreement that it can manage the Client’s account with the restrictions.
Consulting Services. For its consulting services, 4612 Group offers investment advice to Clients regarding
evaluation of strategic alternatives for actions including but not limited to debt financing options, equity capital
raises and sale of businesses/assets. 4612 Group performs financial analysis, due diligence and related services
in this regard. 4612 Group considers and communicates to its Clients various impacts such strategic alternatives
might have on the Clients’ valuation and overall leverage risks.
4.D. Assets Under Management
As of December 31, 2023, 4612 Group manages approximately $297,030,742 on a discretionary basis and
$433,314,566 on a non-discretionary basis.