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Adviser Profile

Registration status Terminated
As of Date 01/02/2025
Adviser Type - Large advisory firm
Number of Employees 16
of those in investment advisory functions 11
AUM* 658,821,740 19.58%
of that, discretionary 650,182,537 19.54%
Private Fund GAV* 0 -100.00%
Avg Account Size 307,286 13.17%
% High Net Worth 22.87% -2.66%
SMA’s Yes
Private Funds 0 1
Contact Info 301 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

740M 635M 529M 423M 317M 212M 106M
2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker922908363 Stock NameVANGUARD INDEX FDS $ Position$50,998,190 % Position13.00% $ Change10.00% # Change5.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$31,387,223 % Position8.00% $ Change10.00% # Change-1.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$16,804,474 % Position4.00% $ Change-6.00% # Change-2.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$15,902,246 % Position4.00% $ Change-1.00% # Change1.00%
Stck Ticker922908751 Stock NameVANGUARD INDEX FDS $ Position$14,506,593 % Position4.00% $ Change12.00% # Change3.00%
Stck Ticker464287549 Stock NameISHARES TR $ Position$9,954,611 % Position3.00% $ Change3.00% # Change1.00%
Stck Ticker46641Q332 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$7,443,213 % Position2.00% $ Change9.00% # Change3.00%
Stck Ticker46654Q203 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$8,683,719 % Position2.00% $ Change7.00% # Change8.00%
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$6,269,061 % Position2.00% $ Change8.00% # Change6.00%
Stck Ticker609207105 Stock NameMONDELEZ INTL INC $ Position$6,695,892 % Position2.00% $ Change11.00% # Change-1.00%

Brochure Summary