9AT: HI2 INVESTMENT MANAGEMENT, LLC

Adviser Profile

As of Date	08/01/2024
Registration status	Registration Changed to HI2 INVESTMENT MANAGEMENT, LLC
ADV Location	NEW YORK, NY, United States
Contact Info	646 xxxxxxx

AUM^*	52,285,580
of that, discretionary	52,285,580
Number of Employees	1
of those in investment advisory functions	1
Private Fund GAV^*	0
Avg Account Size	13,071,395
SMA’s	Yes
Private Funds	0 3

Adviser Type

- Mid-sized advisory firm

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser FTI CAPITAL MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM25.0m	#Funds-
Adviser OCEANIQ CAPITAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund40.5m	Other Fund-	Total Private Fund GAV81.0m	AUM334.2m	#Funds3
Adviser FOREPONT CAPITAL LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM97.7m	#Funds-
Adviser ELEVATE CAPITAL ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM183.3m	#Funds-
Adviser NEW SUMMIT INVESTMENTS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM117.0m	#Funds-
Adviser LCR WEALTH MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund1.1m	Other Fund-	Total Private Fund GAV2.2m	AUM151.8m	#Funds1
Adviser MAIRS & POWER VENTURE CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM19.2m	#Funds-
Adviser FAIRWAY CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund62.6m	Other Fund-	Total Private Fund GAV125.2m	AUM89.3m	#Funds2
Adviser SWEATER INDUSTRIES LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund236.0k	Other Fund-	Total Private Fund GAV472.0k	AUM16.1m	#Funds1
Adviser ATLANTICA VENTURES MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM51.2m	#Funds-

Brochure Summary

Overview

A. Description of the Advisory Firm Hi2 Investment Management, LLC (hereinafter “HIML”) is a Limited Liability Company organized in the State of Delaware. The firm was formed in January 2015, and the principal owner is Hi2 Inc. Jinlong Wang is CCO of HIML, and also the beneficial owner of Hi2 Inc. B. Types of Advisory Services Portfolio Management Services HIML offers ongoing portfolio management services based on the individual goals, objectives, time horizon, and risk tolerance of each client. Upon request, HIML will create an Investment Policy Statement for each client, which outlines the client’s current situation (income, tax levels, and risk tolerance levels). Portfolio management services include, but are not limited to, the following:
•
• Investment strategy Asset allocation
•
• Personal investment policy Asset selection
• Risk tolerance • Regular portfolio monitoring HIML evaluates the current investments of each client with respect to their risk tolerance levels and time horizon. HIML will request discretionary authority from clients in order to select securities and execute transactions without permission from the client prior to each transaction. Risk tolerance levels are documented in the Investment Policy Statement, which is given to each client. HIML seeks to provide that investment decisions are made in accordance with the fiduciary duties owed to its accounts and without consideration of HIML’s economic, investment or

other financial interests. To meet its fiduciary obligations, HIML attempts to avoid, among other things, investment or trading practices that systematically advantage or disadvantage certain client portfolios, and accordingly, HIML’s policy is to seek fair and equitable allocation of investment opportunities/transactions among its clients to avoid favoring one client over another over time. It is HIML’s policy to allocate investment opportunities and transactions it identifies as being appropriate and prudent among its clients on a fair and equitable basis over time. C. Client Tailored Services and Client Imposed Restrictions HIML generally offers the same suite of services to all of its clients. However, specific client investment strategies and their implementation are dependent upon the client Investment Policy Statement which outlines each client’s current situation (income, tax levels, and risk tolerance levels). Clients may not impose restrictions in investing in certain securities or types of securities in accordance with their values or beliefs. D. Wrap Fee Programs A wrap fee program is an investment program where the investor pays one stated fee that includes management fees, transaction costs, fund expenses, and other administrative fees. HIML does not participate in any wrap fee programs. E. Assets Under Management HIML has the following assets under management: Discretionary Amounts: Non-discretionary Amounts: Date Calculated: $ 29,850,200 $0 April 30, 2024

HI2 INVESTMENT MANAGEMENT, LLC

HI2 INVESTMENT MANAGEMENT, LLC

HAITOU INVESTMENT MANAGEMENT, LLC

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Brochure Summary

Overview

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HI2 INVESTMENT MANAGEMENT, LLC HI2 INVESTMENT MANAGEMENT, LLC HAITOU INVESTMENT MANAGEMENT, LLC

Related Companies

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

HI2 INVESTMENT MANAGEMENT, LLC

HI2 INVESTMENT MANAGEMENT, LLC

HAITOU INVESTMENT MANAGEMENT, LLC