9AT: CAVAN CAPITAL MANAGEMENT LLC

CAVAN CAPITAL MANAGEMENT LLC

CAVAN CAPITAL MANAGEMENT LLC

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Adviser Profile

As of Date	04/20/2026
Registration	Florida, Approved, 04/10/2024
Other registrations (2)	SEC, Terminated, 04/25/2024 SEC, Approved, 07/15/2021
Former registrations	CAVAN CAPITAL MANAGEMENT LLC
ADV Location	NAPLES, FL, United States
Contact Info	312 xxxxxxx
Websites

AUM^*	33,455,499 128%
of that, discretionary	33,455,499 128%
Number of Employees	2
of those in investment advisory functions	2
Private Fund GAV^*	0
Avg Account Size	1,454,587 48%
% High Net Worth	100.00%
SMA’s	No
Private Funds	0

Adviser Type

Client Types

- High net worth individuals

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

1 1 1 1

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

Cavan Capital Management LLC is a registered investment adviser based in Naples, Florida. We are a limited liability company formed under the laws of the State of Delaware. We have been providing investment advisory services since 2014. Jim Reilly is the CEO and Chief Compliance Officer, and primary owner of the firm. Currently, we offer portfolio management services for each client. As used in this brochure, the words “we,” “our,” and “us” refer to Cavan Capital Management LLC and the words “you,” “your,” and “client” refer to you as either a client or prospective client of our firm. Portfolio Management Services Our firm offers discretionary portfolio management services to our clients through equity portfolios. Discretionary portfolio management means we will make investment decisions and place buy or sell orders in your account without contacting you. These decisions would be made based upon your stated investment objectives. If you wish, you may limit our discretionary authority by, for example, setting a limit on the type of securities that can be purchased for your account. Simply provide us with your restrictions or guidelines in writing. Our investment advice is tailored to meet our clients’ needs and investment objectives. If you decide to hire our firm to manage your portfolio, we will gather your financial information, determine your goals, and help you decide how much risk you should take in your investments. If you engage

us for portfolio management services, we will monitor your portfolio’s performance on a continuous basis, and rebalance the portfolio whenever necessary, as changes occur in market conditions and/or your financial circumstances. You will be required to sign an agreement with Cavan Capital Management LLC. You may terminate your advisory relationship with Cavan Capital Management LLC according to the terms of your agreement. You should review the brochure for specific information on how you may terminate your advisory relationship with Cavan Capital Management LLC and how you may receive a refund, if applicable. You should contact Jim Reilly directly for questions regarding your advisory agreement. Note: Clients are instructed to contact their tax professionals or attorneys for tax or legal advice. Types of Investments Generally, we invest in equity securities, options contracts on securities, and exchange traded funds, among others. You may impose restrictions on investments in particular securities or certain types of securities. You must provide these restrictions to our firm in writing. Wrap Fee Programs Cavan Capital Management LLC does not manage or sponsor any wrap fee programs. Assets Under Management As of December 31, 2023, Cavan Capital Management LLC had approximately $ 14,705,549 in discretionary regulatory assets under management. We did not have any non-discretionary regulatory assets under management.