A. Description of the Advisory Firm Barrett Wealth Connection LLC is a Limited Liability Company organized in the state of Illinois. This firm was formed in February of 2012, and the principal owner is Amy Barrett. Amy Barrett is the Chief Executive Officer and Chief Compliance Officer. B. Types of Advisory Services Barrett Wealth Connection LLC (hereinafter “BWC”) offers the following services to advisory clients: Wealth Management Services BWC offers ongoing wealth management services based on the individual goals, objectives, time horizon, and risk tolerance of each client. BWC creates an Investment Policy Statement for each client, which outlines the client’s current situation (income, tax levels, and risk tolerance levels) to aid in the selection of a portfolio that matches each client’s specific situation. Wealth Management Services include, but are not limited to, the following: • Investment strategy • Personal investment policy • Asset allocation • Asset selection • Risk Management • Regular portfolio monitoring BWC evaluates the current investments of each client with respect to their risk tolerance levels and time horizon. BWC will request discretionary authority from clients in order to select securities and execute transactions without permission from the client prior to each transaction. Risk tolerance levels are documented in the Investment Policy Statement, which is given to each client. Financial Planning Financial plans and financial planning may include, but are not limited to investment planning, life insurance, tax concerns, retirement planning, college planning, and debt/credit planning. These services are based on hourly fees or a monthly fee for continuing planning services. The final fee structure is documented in Exhibit I of the Financial Planning Agreement. Retirement Plan Services BWC offers consulting and advisory services to employee benefit plans (such as 401(k) plans) and their fiduciaries based upon the needs of the plan and the services requested by the plan sponsor or named fiduciary. In general, these services may include 401(k) planning, an existing plan review and analysis, investment policy statement preparation, plan-level advice regarding fund selection and investment options, education services to plan participants, investment performance monitoring, investment management, advice, and/or ongoing consulting. BWC may also assist with participant enrollment meetings and provide investment related educational seminars to plan participants on such topics as diversification, asset allocation, risk tolerance, and time horizon. Educational seminars may include other investment-related topics specific to the particular plan. Where the individual account participant exercises control over assets in their own account (hereinafter ''self-directed plans''), BWC offers educational support and investment workshops designed for the plan participants. The nature of the topics to be covered will be determined by BWC and the client under the guidelines established in ERISA Section 404(c). The educational support and investment workshops will not provide plan participants with individualized, tailored

investment advice or individualized, tailored asset allocation recommendations. BWC may also provide additional types of advisory services to plans on an individually negotiated basis. All services, whether discussed above or customized for the plan based upon requirements from the plan fiduciaries (which may include additional plan-level or participant-level services) shall be detailed in a written agreement and be consistent with the parameters set forth in the plan documents. Educational Seminars BWC may also provide educational seminars to individuals, covering wealth management topics, including, but not limited to financial planning, college planning, and divorce planning. Buckingham Strategic Partners BWC has contracted with Buckingham Strategic Partners (“BSP”), for services including trade processing, collection of management fees, record maintenance, report preparation, marketing assistance, and research. BWC pays a fee for BSP services based on management fees paid to BWC on accounts that use BSP Advisor Services. The fee paid by BWC to BSP consists of a portion of the fee paid by Clients to BWC and varies based on the total Client assets administered by BSP through BWC. These fees are not separately charged to advisory Clients. Services Limited to Specific Types of Investments BWC generally limits its investment advice and/or money management to mutual funds, equities, bonds, fixed income, debt securities, ETFs, exchanged-traded REITs, insurance products including annuities, and government securities. BWC may use other securities as well to help diversify a portfolio when applicable. C. Client Tailored Services and Client Imposed Restrictions BWC offers the same suite of services to all clients. However, specific client financial plans or portfolios and the implementation are dependent upon each client’s current situation and is used to construct a client specific plan to aid in the selection of a portfolio that matches restrictions, needs, and targets. Factors that are considered include but are not limited to income, tax levels, time horizon, and risk tolerance levels. BWC employs the use of an Investment Policy statement to document specific needs and circumstances. Clients may impose restrictions in investing in certain securities or types of securities in accordance with their values or beliefs. However, if the restrictions prevent BWC from properly servicing the client account, or if the restrictions would require BWC to deviate from its standard suite of services, BWC reserves the right to end the relationship. D. Wrap Fee Programs A wrap fee program is an investment program where the investor pays one stated fee that includes management fees, transaction costs, fund expenses, and any other administrative fees. BWC does not participate in any wrap fee programs. E. Amounts Under Management As of 04/30/2024, BWC had a total of $123,889,739 in assets under management. $121,238,855 is managed on a discretionary basis and $2,650,884 is managed on a non- discretionary basis. BWC no longer offers non-discretionary investment management; however, existing clients may still have non-discretionary arrangements with our firm.