9AT: HUMBLE CAPITAL MANAGEMENT LLC

HUMBLE CAPITAL MANAGEMENT LLC

HUMBLE CAPITAL MANAGEMENT LLC

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Adviser Profile

As of Date	06/23/2024
Registration status	Registration Changed to HUMBLE CAPITAL MANAGEMENT LLC
ADV Location	HONOLULU, HI, United States
Contact Info	808 xxxxxxx
Websites

AUM^*	115,627,363
of that, discretionary	115,627,363
Number of Employees	2
of those in investment advisory functions	2
Private Fund GAV^*	0
Avg Account Size	1,521,413
% High Net Worth	86.36%
SMA’s	No
Private Funds	0

Adviser Type

Client Types

- High net worth individuals
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

1 1 1 1

Discretionary

Non-discretionary

Private Funds

GAV Count

Employees

Brochure Summary

Overview

A. Firm Description. The Advisor is registered with the SEC pursuant to the Investment Advisers Act of 1940. The Advisor is a Hawaii limited liability company formed in 2009. Our owners and principal executive officers are Gordon T. Nihei and Chad R. Sakumoto, whose education and business backgrounds are set forth in Item 19. B. Advisory Services. The Advisor serves as investment manager and general partner to a private investment fund, Humble Capital Fund I, LP, a Delaware limited partnership (the “Fund”). References to “the Fund” in this brochure include only the Fund and not the Fund’s investors. The Advisor also provides investment advisory services in separately managed accounts to high-net-worth individuals, pension and profit-sharing plans, and charities. In general, we manage client accounts according to a disciplined investment process which utilizes financial expertise, experience and investment techniques to research and evaluate fundamental

factors in seeking to achieve the client’s objectives. Our investment advice is primarily focused on marketable securities of U.S. and non-U.S. companies. A more complete description of our investment approach is set forth in Item 8. For the Fund, see its confidential private placement memorandum (as updated or supplemented from time to time, the “Memorandum”). There is no guarantee that our investment strategy will be successful or that a client or an investor in the Fund will not lose a portion or all of its investment. C. Tailored Advice. We manage the Fund according to the investment objectives and investment guidelines set forth in the Memorandum. We manage separate accounts pursuant to the investment guidelines, objectives and restrictions set forth in our agreements with such clients. D. Amount of Assets Managed. As of March 1, 2024, we manage $ 115,627,363 of assets on a discretionary basis and $0.00 on a non-discretionary basis.