ALLIANCEBERNSTEIN L.P.
Company Profile
| AUM* | 763,401,000,000 17% |
| of that, discretionary | 750,281,000,000 18% |
| Private Fund GAV* | 9,664,745,926 0% |
| Avg Account Size | 10,050,569 -2% |
| High Net Worth | 84.24% 2% |
| SMA’s | Yes |
| Private Funds | 83 4 |
Adviser Type
- An investment adviser (or subadviser) to an investment company
- Related adviser
Number of Employees 4,204 -8%
of those in investment advisory functions 1,616 95%
Client Types
- High net worth individuals
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Other investment advisers
- Insurance companies
- Sovereign wealth funds and foreign official institutions
- Corporations or other businesses not listed above
Advisory Activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Selection of other advisers
- Publication of periodicals or newsletters
Compensation Arrangments
- A percentage of assets under your management
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)
- Commissions
- Performance-based fees
Disclosure Reporting
| 11.C(2) | SEC/CFTC found violation |
| 11.C(4) | SEC/CFTC order in investment-related activity |
| 11.C(5) | SEC/CFTC civil penalty / cease and desist |
| 11.D(2) | Other regulator found violation |
| 11.D(4) | Other regulator order (past 10 yrs) |
| 11.D(5) | Other regulator denied/suspended/revoked license |
| 11.E(2) | SRO found rule violation |
Recent News
Reported AUM
Private Funds
Employees
Form ADV-E Surprise Examination Reports
| Accounting Firm Name | Filing Date | Form ADV-E |
|---|---|---|
| Accounting Firm Name PRICEWATERHOUSECOOPERS LLP | Filing Date12/19/2025 | Form ADV-E View Report |
| Accounting Firm Name PRICEWATERHOUSECOOPERS LLP | Filing Date11/25/2024 | Form ADV-E View Report |
| Accounting Firm Name PRICEWATERHOUSECOOPERS LLP | Filing Date10/27/2023 | Form ADV-E View Report |
Private Funds Structure
| SEC Fund Type | Count | GAV |
|---|---|---|
| SEC Fund TypeHedge Fund | Count39 | GAV$4,385,943,350 |
| SEC Fund TypePrivate Equity Fund | Count19 | GAV$1,044,689,683 |
| SEC Fund TypeReal Estate Fund | Count9 | GAV$1,040,210,072 |
| SEC Fund TypeVenture Capital Fund | Count2 | GAV$ |
| SEC Fund TypeOther Private Fund | Count14 | GAV$3,193,902,821 |