| AUM* | 453,543,372,817 -2% |
| of that, discretionary | 453,543,372,817 -2% |
| Private Fund GAV* | 132,802,437 -59% |
| Avg Account Size | 252,389,189 2% |
| SMA’s | Yes |
| Private Funds | 4 2 |
Number of Employees 959 0%
of those in investment advisory functions 300 1%
- Banking or thrift institutions
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Other investment advisers
- Insurance companies
- Sovereign wealth funds and foreign official institutions
- Corporations or other businesses not listed above
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Selection of other advisers
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
| 11.D(4) | Other regulator order (past 10 yrs) |
| 11.H(1)(b) | Court found investment-related violation |
| 11.H(2) | Currently subject to civil proceeding |
| SEC Fund Type | Count | GAV |
|---|---|---|
| SEC Fund TypeHedge Fund | Count4 | GAV$132,802,437 |