03/22/2024
SEC, ERA - Active, 3/2/2017
2B(1)-VC
qualify for the exemption from registration as an adviser solely to one or more venture capital funds, as defined in rule 203(l)-1
2B(2)- PF<150mn
qualify for the exemption from registration because you act solely as an adviser to private funds and have assets under management, as defined in rule 203(m)-1, in the United States of less than $150 million
84,169,994 0.09%
NO
59 2
917 xxxxxxx
| Fund Type | Count | GAV |
|---|---|---|
| Venture Capital Fund | 3 | $25,000,000 |
| Other Private Fund | 56 | $59,169,994 |
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | # funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BRACKET CAPITAL | - | - | 865.8m | - | - | - | - | 865.8m | 934.9m | 37 | |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | - | - | - | - | - | 4.6m | 262.6m | 271.8m | 149.2b | 23 | |
| KNIGHTSBRIDGE ADVISERS LLC | - | - | - | - | - | 6.9m | 4.8b | 4.8b | 2.9b | 39 | |
| FIFTH DOWN CAP LLC | - | 62.6m | - | - | - | 13.8m | 325.4m | 415.7m | 401.9m | 32 | |
| OVAL PARK CAPITAL LLC | - | - | - | - | - | 39.9m | 30.3m | 110.1m | - | 12 | |
| KLINGENSTEIN FIELDS ADVISORS | - | - | - | - | - | - | 58.4m | 58.4m | - | 1 | |
| PALMER SQUARE PRIVATE CREDIT MANAGEMENT LLC | - | - | - | - | - | - | 57.1m | 57.1m | 57.1m | 1 | |
| WILLOW TREE CAPITAL CORP ADVISORS LLC | 310.3m | - | - | - | - | - | - | 310.3m | 310.3m | 2 | |
| MORK CAPITAL MANAGEMENT | - | - | - | - | - | - | 146.1m | 146.1m | - | 1 | |
| TURTLE CREEK ASSET MANAGEMENT INC. | 3.7b | - | - | - | - | - | - | 3.7b | - | 4 |