03/26/2024
SEC, ERA - Active, 3/1/2016
2B(2)- PF<150mn
qualify for the exemption from registration because you act solely as an adviser to private funds and have assets under management, as defined in rule 203(m)-1, in the United States of less than $150 million
1,734,335,861 42.73%
NO
4 1
852 xxxxxxx
| Fund Type | Count | GAV |
|---|---|---|
| Private Equity Fund | 3 | $1,705,775,521 |
| Venture Capital Fund | 1 | $28,560,340 |
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | # funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | - | - | 874.3m | - | - | 315.7m | - | 1.5b | - | 3 | |
| XPV WATER PARTNERS INC. | - | - | 845.7m | - | - | 33.3m | - | 912.3m | - | 4 | |
| L2 POINT MANAGEMENT LLC | - | - | 355.3m | - | - | 56.0m | - | 467.3m | 411.2m | 4 | |
| MORGENTHALER MANAGEMENT CORPORATION | - | - | 68.9m | - | - | 37.9m | - | 144.6m | 106.7m | 3 | |
| HOLLENCREST CAPITAL MANAGEMENT | - | - | 69.0m | - | - | 5.4m | - | 79.8m | 2.4b | 3 | |
| K1 INVESTMENT MANAGEMENT LLC | - | - | 14.4b | - | - | 1.2b | - | 16.8b | 15.0b | 16 | |
| TCV | - | - | 20.0b | - | - | - | - | 20.0b | 20.0b | 30 | |
| 137 VENTURES MANAGEMENT, LLC | - | - | 2.9b | - | - | 1.5b | - | 6.0b | 3.6b | 31 | |
| KLINGENSTEIN FIELDS ADVISORS | - | - | 312.8m | - | - | 66.5m | - | 445.9m | 4.6b | 13 | |
| FISHER LYNCH CAPITAL, LLC | - | - | 6.3b | - | - | 99.8m | - | 6.5b | 6.4b | 11 |