03/28/2024
SEC, ERA - Active, 7/29/2015
2B(2)- PF<150mn
qualify for the exemption from registration because you act solely as an adviser to private funds and have assets under management, as defined in rule 203(m)-1, in the United States of less than $150 million
2,886,137,894 20.63%
NO
33 7
+65 xxxxxxx
| Fund Type | Count | GAV |
|---|---|---|
| Private Equity Fund | 10 | $1,741,972,737 |
| Other Private Fund | 23 | $1,144,165,157 |
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | # funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STORY3 CAPITAL PARTNERS, LLC | - | - | 368.5m | - | - | - | 371.2m | 739.7m | 991.6m | 12 | |
| TRUE WEST MANAGEMENT COMPANY, LLC | - | - | - | - | - | - | 251.4m | 251.4m | - | 2 | |
| CONSEQUENT CAPITAL INVESTMENTS, LLC | - | - | - | - | - | - | 52.0m | 52.0m | - | 3 | |
| TRIODOS INVESTMENT MANAGEMENT | - | - | - | - | - | - | 477.5m | 477.5m | - | 1 | |
| SALEM INVESTMENT PARTNERS | - | - | 37.2m | - | - | - | 309.5m | 346.7m | - | 3 | |
| BLUEORCHARD FINANCE LTD | - | - | - | - | - | - | 2.7b | 2.7b | - | 5 | |
| LFE CAPITAL, LLC | - | - | 14.2m | - | - | - | 31.9m | 46.2m | - | 3 | |
| SF ADVISORS, LLC | - | - | 36.5m | - | - | - | 119.3m | 155.8m | 155.6m | 4 | |
| CIG ASSET MANAGEMENT, INC. | - | - | - | - | - | - | - | - | 135.2m | 2 | |
| GOALVEST ADVISORY LLC | - | - | 5.4m | - | - | - | 703.6k | 6.1m | 463.4m | 3 |