Adviser Profile

As of Date 08/28/2026
Registration SEC, Approved, 05/18/2015
Other registrations (3)
ADV Location OWINGS MILLS, MD, United States
Contact Info 410 xxxxxxx
Websites
AUM* 5,038,680,517 73%
of that, discretionary 5,029,899,584 73%
Number of Employees 82 61%
of those in investment advisory functions 60 30%
Private Fund GAV* 0
Avg Account Size 674,251 23%
% High Net Worth 41.25% -2%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

3B 3B 2B 2B 1B 910M 455M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker464287200 Stock NameISHARES TR $ Position$323,876,262 % Position12.00% $ Change12.00% # Change-2.00%
Stck Ticker464287465 Stock NameISHARES TR $ Position$119,653,113 % Position5.00% $ Change11.00% # Change3.00%
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$93,039,344 % Position4.00% $ Change28.00% # Change0.00%
Stck Ticker464289438 Stock NameISHARES TR $ Position$71,649,392 % Position3.00% $ Change-1.00% # Change-16.00%
Stck Ticker46138G649 Stock NameINVESCO EXCH TRADED FD TR II $ Position$72,086,698 % Position3.00% $ Change38.00% # Change8.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$82,636,212 % Position3.00% $ Change20.00% # Change5.00%
Stck Ticker46641Q332 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$79,136,838 % Position3.00% $ Change2.00% # Change2.00%
Stck Ticker78462F103 Stock NameSTATE STR SPDR S&P 500 ETF T $ Position$41,543,499 % Position2.00% $ Change17.00% # Change2.00%
Stck Ticker81369Y803 Stock NameSELECT SECTOR SPDR TR $ Position$48,215,889 % Position2.00% $ Change39.00% # Change-3.00%
Stck Ticker921910840 Stock NameVANGUARD WORLD FD $ Position$63,164,124 % Position2.00% $ Change17.00% # Change4.00%