Adviser Profile
| As of Date | 03/31/2021 |
| Registration status | Terminated |
| ADV Location | SEATTLE, WA, United States |
| AUM* | 3,818,379,798 |
| of that, discretionary | 3,556,880,932 |
| Number of Employees | 22 |
| of those in investment advisory functions | 18 |
| Private Fund GAV* | 0 |
| Avg Account Size | 2,198,261 |
| % High Net Worth | 71.97% |
| SMA’s | Yes |
| Private Funds | 0 |
Adviser Type
- Large advisory firm
Client Types
- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above
Advisory Activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
Compensation Arrangments
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Reported AUM
4B
3B
3B
2B
2B
1B
508M
2015
2016
2017
2018
2019
2020
2021
Private Funds
No private funds
Employees
Top Holdings
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker464287465 | Stock NameiShares MSCI EAFE ETF | $ Position$134,027 | % Position4.97% | $ Change6.81% | # Change2.74% |
| Stck Ticker594918104 | Stock NameMicrosoft | $ Position$109,203 | % Position4.05% | $ Change4233.45% | # Change3670.94% |
| Stck Ticker037833100 | Stock NameApple | $ Position$93,856 | % Position3.48% | $ Change3453.81% | # Change3069.36% |
| Stck Ticker922908751 | Stock NameVanguard Small Cap ETF | $ Position$81,762 | % Position3.03% | $ Change7.97% | # Change2.60% |
| Stck Ticker023135106 | Stock NameAmazon.com | $ Position$79,908 | % Position2.97% | $ Change14.86% | # Change3.30% |
| Stck Ticker464287507 | Stock NameiShares Core S&P Mid-Cap ETF | $ Position$66,447 | % Position2.47% | $ Change3.66% | # Change0.40% |
| Stck Ticker921943858 | Stock NameVanguard FTSE Developed Market | $ Position$65,426 | % Position2.43% | $ Change9.40% | # Change4.28% |
| Stck Ticker464287630 | Stock NameiShares Russell 2000 Value Ind | $ Position$56,274 | % Position2.09% | $ Change10.54% | # Change6.34% |
| Stck Ticker922908637 | Stock NameVanguard Large Cap ETF | $ Position$52,502 | % Position1.95% | $ Change5799.10% | # Change5342.81% |
| Stck Ticker922042858 | Stock NameVanguard FTSE Emerging Markets | $ Position$51,662 | % Position1.92% | $ Change8.73% | # Change4.21% |