Adviser Profile

As of Date 01/14/2026
Registration SEC, Approved, 03/18/2015
Other registrations (1)
Contact Info 203 xxxxxxx
AUM* 191,577,912 16%
of that, discretionary 173,876,161 15%
Number of Employees 2
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 3,756,430 16%
% High Net Worth 88.89% -1%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals
- Insurance companies

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Reported AUM

174M 149M 124M 99M 75M 50M 25M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees