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Adviser Profile

As of Date 02/19/2025
Adviser Type - Large advisory firm
Number of Employees 7 -12.50%
of those in investment advisory functions 4 -20.00%
Registration SEC, Approved, 12/03/2014
AUM* 1,060,085,574 18.32%
of that, discretionary 714,282,844 28.76%
Private Fund GAV* 332,888,213 1.29%
Avg Account Size 1,959,493 75.63%
% High Net Worth 80.00% 3.64%
SMA’s Yes
Private Funds 14 1
Contact Info (71 xxxxxxx
Websites

Client Types

- High net worth individuals
- Pooled investment vehicles

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

Discretionary
Non-discretionary
555M 475M 396M 317M 238M 158M 79M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count2 GAV$164,263,642
Fund TypePrivate Equity Fund Count2 GAV$59,222,618
Fund TypeReal Estate Fund Count7 GAV$88,035,535
Fund TypeVenture Capital Fund Count2 GAV$20,931,096
Fund TypeOther Private Fund Count1 GAV$435,322

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Brochure Summary