4A) Gordian Capital Singapore Private Limited (“Gordian Capital”, “We”, the “Firm” or the “Adviser”) is an asset management firm headquartered
in Singapore. Gordian Capital was established in Singapore on December 17 2005, as a Private Company Limited by Shares with a Unique Entity
Number 200517499Z. Gordian Capital is a fully licensed and regulated asset management firm in Singapore, its regulator is the Monetary Authority
of Singapore and it holds a Capital Markets Securities License: CMS100394-1. Gordian Capital has operated as an SEC exempt reporting advisor
since August 2017, and in February 2019 became a Registered Investment Adviser with the Securities and Exchange Commission.
Gordian Capital Singapore Private Limited is 100% owned by Gordian Capital Limited (Cayman). The principal owners are Stanley Howard and Mark
R. Voumard. There are 4 other individual investors who own less than 10% each of Gordian Capital Limited (Cayman).
Gordian Capital is managed by Mr. Mark R. Voumard who is the Chief Executive Officer, three Executive Directors and one Non-Executive Director.
They form Gordian Capital’s Board of Directors.
4B) Gordian Capital provides investment management services which include fund establishment, operations management, fund structuring,
portfolio management and risk management. Gordian Capital provides these investment management services to a variety of clients including
investment professionals, financial institutions, family offices, corporate entities and high-net-worth individuals. Services offered by Gordian
Capital include Fund Platform, Fund Solutions and Separately Managed Accounts (“SMA”).
Fund Platform – Gordian Capital’s Fund Platform offering is targeted at experienced investment professionals. Under the Fund Platform, Gordian
Capital provides an investment professional with a regulated, physical and operational fund infrastructure and handles the business, legal,
compliance, accounting, risk and operational management of a fund. This allows the investment professional (either an internal Portfolio Manager
or External Advisor) to be able to divert all their resources and attention towards investing and achieving their desired portfolio outcome.
Gordian Capital caters for liquid (e.g. long only, equity long short, global macro, CTA, asset back securities and private credit) and illiquid (e.g.
private equity, venture capital and real estate) strategies. Gordian Capital has established several fund structures which include unit trusts,
corporate vehicles, limited partnerships, flow-through vehicles, managed accounts and multi-currency funds. The client base for funds on our
platform primarily comprises institutional investors, corporate entities banks, and high net worth individuals.
Fund Solutions – Gordian Capital’s Fund Solutions offering allows institutional asset managers, corporate entities and institutional investors to
access
investment opportunities via regulated & tax efficient investment vehicles. These vehicles include special purpose vehicles and flow through
structures in Singapore or other jurisdiction-domiciled funds and various other customised investment schemes. We structure and operate
investment vehicles that allow institutional asset managers, both Asian and international, to execute their investment strategies, primarily with a
focus on Asian markets, in a flexible, timely and cost-efficient manner.
SMAs – Gordian Capital’s SMA offering caters to private clients including high net worth individuals & family offices, who wish to invest via SMAs.
The Portfolio Manager would implement the relevant investment strategy depending on the investment objectives of the client.
The assets under management for Gordian Capital can be attributed mainly to the Fund Platform and Fund Solutions offerings, with only a small
percentage in SMAs.
Additional information about Gordian Capital and its Supervised Persons be obtained by visiting Gordian Capital’s website
(https://gordian-
capital.com) or via email at
info@gordian-capital.com.
4C) For funds, clients are provided with a copy of the offering documents which includes the investment objective, investment strategy, investment
restrictions, fees and expenses, details of Gordian Capital and the fund’s service providers, determination of net asset value, financial information,
taxation and regulatory matters. Clients can decide whether or not to invest based on the information set out in the offering documents.
For SMAs, clients can decide on the services based on factors such as investment goals, time horizon, and risk tolerance depending on whether
they are an individual or institutional client. Clients can also, at their discretion, impose restrictions on investing in certain securities or types of
securities, depending on their risk appetite.
Overall, Gordian Capital seeks to provide investment management services and solutions that are made in accordance with its fiduciary obligations
owed to its clients and without consideration of Gordian Capital’s economic, investment or other financial interests. In addition, to meet its
fiduciary obligations, Gordian Capital does not manage its own proprietary funds or capital.
4D) Gordian Capital does not participate in any wrap fee programs.
4E) Gordian Capital has approximately US$11,886,050,000.00 of assets under management as of December 31, 2023. Gordian Capital Manages
US$3,195,638,130.00 on a discretionary basis and US$8,690,410,000.00 on a non-discretionary basis.