Adviser Profile

As of Date 03/10/2026
Registration SEC, Approved, 10/27/2014
Other registrations (1)
ADV Location ORINDA, CA, United States
Contact Info 800 xxxxxxx
Websites
AUM* 17,500,000,000 54%
of that, discretionary 17,500,000,000 54%
Number of Employees 16 14%
of those in investment advisory functions 7 -13%
Private Fund GAV* 0
Avg Account Size 357,142,857 38%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Investment companies

Advisory Activities

- Portfolio management for investment companies

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

18B 15B 13B 10B 8B 5B 3B
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker002121101 Stock NameA10 NETWORKS INC $ Position$99,222 % Position1.00% $ Change35.00% # Change-16.00%
Stck Ticker11135F101 Stock NameBROADCOM INC $ Position$157,749 % Position1.00% $ Change23.00% # Change0.00%
Stck Ticker18915M107 Stock NameCLOUDFLARE INC $ Position$125,456 % Position1.00% $ Change16.00% # Change-3.00%
Stck Ticker22788C105 Stock NameCROWDSTRIKE HLDGS INC $ Position$143,493 % Position1.00% $ Change39.00% # Change-29.00%
Stck Ticker369550108 Stock NameGENERAL DYNAMICS CORP $ Position$127,628 % Position1.00% $ Change36.00% # Change31.00%
Stck Ticker17275R102 Stock NameCISCO SYS INC $ Position$150,044 % Position1.00% $ Change38.00% # Change-9.00%
Stck Ticker31188V100 Stock NameFASTLY INC $ Position$84,857 % Position1.00% $ Change-17.00% # Change31.00%
Stck Ticker315616102 Stock NameF5 INC $ Position$112,564 % Position1.00% $ Change33.00% # Change-7.00%
Stck Ticker34959E109 Stock NameFORTINET INC $ Position$138,829 % Position1.00% $ Change48.00% # Change-22.00%
Stck Ticker64119N608 Stock NameNETSKOPE INC $ Position$73,273 % Position1.00% $ Change # Change

Brochure Summary