Adviser Profile

As of Date 07/26/2023
Registration status Terminated
ADV Location LAFAYETTE, CA, United States
Contact Info 415 xxxxxxx
AUM* 182,067,000 -9%
of that, discretionary 55,309,000 2%
Number of Employees 2 100%
of those in investment advisory functions 1 100%
Private Fund GAV* 0
Avg Account Size 91,033,500 -9%
SMA’s Yes
Private Funds 0 2

Adviser Type

- Large advisory firm

Client Types

- Pooled investment vehicles
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

145M 124M 103M 83M 62M 41M 21M
2015 2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

Employees

Brochure Summary