9AT: OMPHALOS PARTNERS, LLC

Adviser Profile

As of Date	01/02/2026
Registration status	Terminated
ADV Location	MARYVILLE, TN, United States
Contact Info	865 xxxxxxx

AUM^*	45,002,704 -12%
of that, discretionary	45,002,704 -12%
Number of Employees	2
of those in investment advisory functions	2
Private Fund GAV^*	0 -100%
Avg Account Size	45,002,704 -12%
SMA’s	No
Private Funds	0 1

Adviser Type

- Mid-sized advisory firm

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser CARMIKA PARTNERS LLP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM72.6m	#Funds-
Adviser CAMELOT EVENT-DRIVEN ADVISORS, LLC	Hedge Fund361.8k	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV361.8k	AUM107.8m	#Funds1
Adviser GRUENSTEIN INVESTMENTS LLC	Hedge Fund20.5m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV20.5m	AUM61.5m	#Funds1
Adviser GRAVITY CAPITAL MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM94.0m	#Funds-
Adviser KDHB V CAPITAL MANAGEMENT, LLC	Hedge Fund54.8m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV54.8m	AUM54.8m	#Funds1
Adviser LW CAPITAL MANAGEMENT, LLC	Hedge Fund68.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV68.0m	AUM99.4m	#Funds2
Adviser DARK HORSE CAPITAL MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM77.0m	#Funds-
Adviser WALNUT LEVEL CAPITAL LLC	Hedge Fund31.2m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV31.2m	AUM119.2m	#Funds3
Adviser UPRIGHT FINANCIAL CORP	Hedge Fund16.9m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV16.9m	AUM98.0m	#Funds1
Adviser ORRELL CAPITAL MANAGEMENT	Hedge Fund4.5m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV4.5m	AUM238.9m	#Funds1

Brochure Summary

Overview

Omphalos Partners, LLC is a Delaware limited liability company that has been in business since 2014. It serves as the general partner of an investment limited partnership (the “fund”). Omphalos’s managers and controlling owners are Brandt Walker and Bradford Denning. They also act as Portfolio Managers of Omphalos. As of December 31, 2023, Omphalos had total discretionary regulatory assets under management of approximately $50,333,000. Omphalos only manages assets on a discretionary basis. Omphalos invests (long and short) in securities consisting principally, but not solely, of government debt, cash, cash equivalents and stock index options, and traded publicly in U.S. markets. The strategy also may

invest in preferred stocks, convertible securities, warrants, rights, other derivative instruments, bonds and other fixed income securities, currencies, private securities and money market instruments, and non-U.S. securities. The strategy also engages in hedging and other investment strategies and may engage in margin trading, on behalf of its clients, but is authorized to enter into any type of investment transaction that it deems appropriate under the terms of the fund’s partnership agreement. The investors in the fund that Omphalos manages have no opportunity to select or evaluate any fund investments or strategies. Omphalos selects all fund investments and strategies. Omphalos does not participate in wrap fee programs.

OMPHALOS PARTNERS, LLC

OMPHALOS PARTNERS, LLC

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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OMPHALOS PARTNERS, LLC OMPHALOS PARTNERS, LLC

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

OMPHALOS PARTNERS, LLC

OMPHALOS PARTNERS, LLC