BOOTHBAY FUND MANAGEMENT

other names
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Adviser Profile
As of Date 06/24/2024
Adviser Type - Large advisory firm
Number of Employees 28
of those in investment advisory functions 10 -9.09%
Registration SEC, Approved, 7/2/2014
Other registrations (1)
AUM* 11,853,384,323 5.69%
of that, discretionary 11,853,384,323 5.69%
Private Fund GAV* 11,665,297,082 5.61%
Avg Account Size 1,693,340,618 35.89%
SMA’s No
Private Funds 2
Contact Info 212 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Recent News

Reported AUM

Discretionary
Non-discretionary
11B 10B 8B 6B 5B 3B 2B
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count2 GAV$11,665,297,082

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78462F103 Stock NameSPDR S&P 500 ETF TR (PUT) $ Position$226,776,474 % Position5.00% $ Change-47.00% # Change-49.00%
Stck Ticker464287655 Stock NameISHARES TR (PUT) $ Position$114,653,139 % Position3.00% $ Change-67.00% # Change-65.00%
Stck Ticker46438F101 Stock NameISHARES BITCOIN TR $ Position$77,478,101 % Position2.00% $ Change-48.00% # Change-39.00%
Stck Ticker85208R101 Stock NameSPROTT PHYSICAL GOLD & SILVE $ Position$21,524,174 % Position1.00% $ Change # Change
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$23,619,595 % Position1.00% $ Change-17.00% # Change-22.00%
Stck Ticker81369Y704 Stock NameSELECT SECTOR SPDR TR (PUT) $ Position$57,022,973 % Position1.00% $ Change # Change
Stck Ticker874054109 Stock NameTAKE-TWO INTERACTIVE SOFTWAR (CALL) $ Position$21,753,051 % Position1.00% $ Change11.00% # Change6.00%
Stck Ticker912909108 Stock NameUNITED STATES STL CORP NEW $ Position$24,570,000 % Position1.00% $ Change-44.00% # Change-39.00%
Stck Ticker464287655 Stock NameISHARES TR (CALL) $ Position$32,543,556 % Position1.00% $ Change-10.00% # Change-7.00%
Stck Ticker674599162 Stock NameOCCIDENTAL PETE CORP $ Position$27,637,056 % Position1.00% $ Change-3.00% # Change0.00%

Brochure Summary

Overview

ADVISORY BUSINESS A. General Description of Advisory Firm Boothbay Fund Management, LLC is a Delaware limited liability company that commenced operations in April 2012. Boothbay offers investment advisory services to pooled investment vehicles that have been privately placed and that have not been registered under the Investment Company Act of 1940, as amended (the “Investment Company Act”) (each, a “Fund” and collectively, the “Funds”). Ari Glass, the founder of the Firm who oversees all of the Firm’s activities (the “Principal”), is the principal owner of Boothbay. The Funds were formed to pool the capital contributions of various investors (each an “Investor” and together the “Investors”). Boothbay performs investment advisory services generally by allocating the Funds’ capital to a number of separate managers (such managers collectively referred to as “Portfolio Managers”), some of which involve “first-loss” arrangements. Portfolio Managers may be individuals or entities that are independent of Boothbay, or they may be employees or other personnel of Boothbay or one of its affiliates.
Additionally, Boothbay or its affiliates may have an economic interest in certain Portfolio Managers. Each Portfolio Manager actively manages the assets allocated to it by Boothbay in accordance with a written investment management agreement (with respect to a Portfolio Manager that is an individual or entity that is independent of Boothbay) or an employment agreement (with respect to a Portfolio Manager who is an employee of Boothbay or one of its affiliates) (each, a “Portfolio Manager Agreement”), and Boothbay provides top-level oversight of the Portfolio Managers. Portfolio Manager Agreements generally contain provisions and trading restrictions specific to the relevant Portfolio Manager. Boothbay’s oversight is generally focused on monitoring Portfolio Manager compliance with any applicable investment guidelines and parameters. Information about the Funds can be found in each respective set of offering documents. B. Assets Under Management As of December 31, 2023, Boothbay had regulatory assets under management in the Funds of $11,853,384,323, all of which were managed on a discretionary basis.