9AT: PLATINUM ASSET MANAGEMENT

PLATINUM ASSET MANAGEMENT

other names

PLATINUM ASSET MANAGEMENT
PLATINUM INVESTMENT MANAGEMENT LIMITED

Adviser Profile

Registration status

Terminated

As of Date	01/14/2026
ADV Location	SYDNEY, Australia
Adviser Type - Large advisory firm - Outside the United States
Number of Employees	82 -28%
of those in investment advisory functions	22 -19%

AUM^*	5,038,501,931 -40%
of that, discretionary	5,038,501,931 -40%
Private Fund GAV^*	0 -100%
Avg Account Size	359,892,995 -19%
SMA’s	Yes
Private Funds	0 10
Contact Info	61 xxxxxxx
Websites

Client Types

- Pooled investment vehicles
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

19B 16B 14B 11B 8B 5B 3B

2015 2016 2017 2018 2019 2020 2021 2022

Discretionary

Non-discretionary

Private Funds

GAV Count

Employees

Top Holdings

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker02079K305	Stock NameALPHABET INC	$ Position$92,682,604	% Position6.00%	$ Change-15.00%	# Change-38.00%
Stck Ticker00287Y109	Stock NameABBVIE INC	$ Position$85,706,615	% Position6.00%	$ Change26.00%	# Change1.00%
Stck Ticker45866F104	Stock NameINTERCONTINENTAL EXCHANGE IN	$ Position$100,337,253	% Position6.00%	$ Change58.00%	# Change72.00%
Stck Ticker11135F101	Stock NameBROADCOM INC	$ Position$70,290,955	% Position5.00%	$ Change-10.00%	# Change-25.00%
Stck Ticker46266C105	Stock NameIQVIA HLDGS INC	$ Position$69,838,089	% Position5.00%	$ Change13.00%	# Change-6.00%
Stck Ticker478160104	Stock NameJOHNSON & JOHNSON	$ Position$79,170,075	% Position5.00%	$ Change18.00%	# Change-3.00%
Stck Ticker512807306	Stock NameLAM RESEARCH CORP	$ Position$77,041,909	% Position5.00%	$ Change8.00%	# Change-22.00%
Stck Ticker58933Y105	Stock NameMERCK & CO INC	$ Position$78,792,309	% Position5.00%	$ Change14.00%	# Change7.00%
Stck Ticker595112103	Stock NameMICRON TECHNOLOGY INC	$ Position$78,689,090	% Position5.00%	$ Change14.00%	# Change-16.00%
Stck Ticker13321L108	Stock NameCAMECO CORP	$ Position$56,568,749	% Position4.00%	$ Change-24.00%	# Change-33.00%

Brochure Summary

Overview

Platinum Investment Management Limited, trading as Platinum Asset Management (“Platinum”) is an Australia-based investment manager that focuses on one asset class - international equities. Our central endeavour is to achieve absolute returns over the long term for our investors by investing in undervalued listed (and unlisted) investments around the world. This is complemented by quarterly communication, which attempts to keep investors abreast of our perspective and portfolio positioning. Platinum is ultimately owned by Platinum Asset Management Limited (ABN 13 050 064 287), a company listed on the Australian Securities Exchange. Platinum is wholly owned by Platinum Asset Pty Ltd, an Australian private holding company and a dormant company with no operating activity. Platinum provides investment advisory services to U.S. and non-U.S. clients (collectively “clients”) and investors within the pooled investments vehicles (“Funds”). In providing services to non-U.S. clients and investors, Platinum holds an Australian Financial Services Licence pursuant to section 913B of the Corporations Act 2001 and is subject to other non-U.S. regulation. Platinum’s wholy owned subsidiary Platinum GP Pty Limited is the general

partner of a number of Delaware limited partnerships. Platinum provides investment advisory services to these investment vehicles. As of 31 August 2023, Platinum managed approximately USD 11 billion of client money. All assets are managed on a discretionary basis. Our investment management services can be tailored to meet the needs of our clients or prospective clients. Platinum exercises investment discretion over individually managed accounts (“Client Portfolios”) subject to the specific restrictions in the investment management agreements (e.g. restrictions around the type of securities that can be held in a portfolio or counterparties that can be used for security transactions) so long as they are clear and not overly burdensome or restrictive. Platinum also offers investment advisory services in the form of Funds. Each Fund has an investment objective and a set of investment policies and/or guidelines that Platinum must follow. For this reason, Platinum does not tailor the investment advisory services provided to the Funds to meet individual investor needs. In addition, Platinum cannot impose individual investment restrictions on the investment strategies for underlying investors in the Funds.