9AT: CAPITAL Z ASSET MANAGEMENT, LLC

Adviser Profile

As of Date	03/11/2026
Registration	SEC, Approved, 07/02/2014
Other registrations (1)	SEC, ERA - Withdrawn, 06/23/2014
Contact Info	646 xxxxxxx

AUM^*	255,911,381 15%
of that, discretionary	255,911,381 15%
Number of Employees	3
of those in investment advisory functions	2
Private Fund GAV^*	0
Avg Account Size	255,911,381 15%
SMA’s	No
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser MOUNTAIN LAKE INVESTMENT MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund130.3m	Total Private Fund GAV130.3m	AUM199.3m	#Funds1
Adviser HM INTERNATIONAL L.L.C.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund1.2b	Total Private Fund GAV1.2b	AUM1.1b	#Funds5
Adviser IRON PARK CAPITAL PARTNERS, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM4.3b	#Funds-
Adviser FPA REAL ESTATE ADVISERS GROUP, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund792.9m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV792.9m	AUM8.0b	#Funds9
Adviser SHAMROCK CAPITAL ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund6.5b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund216.3m	Total Private Fund GAV6.8b	AUM6.7b	#Funds29
Adviser LOTUS INFRASTRUCTURE PARTNERS, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund4.6b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV4.6b	AUM6.2b	#Funds36
Adviser FOUNDRY GROUP, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund3.5b	Other Fund-	Total Private Fund GAV7.0b	AUM3.5b	#Funds15
Adviser SPECTRUM EQUITY	Hedge Fund-	Liquidity Fund-	Private Equity Fund12.7b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV12.7b	AUM7.3b	#Funds36
Adviser PATIENT SQUARE CAPITAL, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund17.2b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV17.2b	AUM17.5b	#Funds51
Adviser ACCOLADE PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund9.1b	Total Private Fund GAV9.1b	AUM9.3b	#Funds94

Brochure Summary

Overview

CZAM was formed in 2008 to serve as the investment manager to certain affiliated pooled investment vehicles (each a “Fund” or “Client” and collectively, the “Funds” or the “Clients”) that hold equity interests in general partner entities and management companies of private investment funds. As of March 31, 2023 CZAM’s only client is Capital Z N2 Alternative Asset Investors, LLC (“N2”). This constitutes CZAM’s only business. CZAM is a limited liability company organized under the laws of Delaware and is principally owned by (i) former employees of CZAM, (ii) current and former members of its Board of Managers and (iii) certain private investment funds managed by Paine Schwartz Partners, LLC (“PSP”), which have indirect ownership through intermediary entities

After its acquisition by the aforesaid private investment funds, CZAM underwent a reorganization as a result of which CZAM entered into a written services agreement (the “Services Agreement”) with CZ Hedge Management, LLC (the “Sub-Adviser”). Under the Services Agreement, CZAM appointed the Sub-Adviser to act as administrator and investment sub-manager to the Funds, whereby the Sub-Adviser is responsible for the day-to-day management of the Funds and for all investment activities of the Funds. CZAM’s limited activities are overseen by a board of managers (the “Board of Managers”). As of December 31, 2023, regulatory assets under management totaled approximately $222,687,706 all of which is managed on a discretionary basis by the Sub-Adviser.

CAPITAL Z ASSET MANAGEMENT, LLC

CAPITAL Z ASSET MANAGEMENT, LLC

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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CAPITAL Z ASSET MANAGEMENT, LLC CAPITAL Z ASSET MANAGEMENT, LLC

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

CAPITAL Z ASSET MANAGEMENT, LLC

CAPITAL Z ASSET MANAGEMENT, LLC