Adviser Profile

AUM* 396,706,692 57%
of that, discretionary 370,905,975 53%
Number of Employees 12 9%
of those in investment advisory functions 12 33%
Private Fund GAV* 0
Avg Account Size 99,450 -50%
% High Net Worth 13.82% 18%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

371M 318M 265M 212M 159M 106M 53M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker808524300 Stock NameSCHWAB STRATEGIC TR $ Position$33,056,660 % Position14.00% $ Change17.00% # Change0.00%
Stck Ticker78464A508 Stock NameSPDR SERIES TRUST $ Position$23,698,590 % Position10.00% $ Change8.00% # Change0.00%
Stck Ticker808524755 Stock NameSCHWAB STRATEGIC TR $ Position$16,902,038 % Position7.00% $ Change31.00% # Change22.00%
Stck Ticker025072877 Stock NameAMERICAN CENTY ETF TR $ Position$13,735,141 % Position6.00% $ Change44.00% # Change28.00%
Stck Ticker025072604 Stock NameAMERICAN CENTY ETF TR $ Position$13,413,258 % Position6.00% $ Change42.00% # Change19.00%
Stck Ticker66538J720 Stock NameNORTHERN LIGHTS FD TR $ Position$8,109,933 % Position3.00% $ Change18.00% # Change8.00%
Stck Ticker78464A375 Stock NameSPDR SERIES TRUST $ Position$6,258,498 % Position3.00% $ Change7.00% # Change8.00%
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$7,050,011 % Position3.00% $ Change22.00% # Change-4.00%
Stck Ticker025072885 Stock NameAMERICAN CENTY ETF TR $ Position$7,962,249 % Position3.00% $ Change18.00% # Change2.00%
Stck Ticker78467V848 Stock NameSSGA ACTIVE ETF TR $ Position$5,916,133 % Position2.00% $ Change-3.00% # Change-3.00%