Adviser Profile

As of Date 01/13/2026
Registration SEC, Approved, 05/02/2014
Other registrations (1)
ADV Location HOUSTON, TX, United States
Contact Info 713 xxxxxxx
Websites
AUM* 706,944,944 36%
of that, discretionary 706,944,944 40%
Number of Employees 4
of those in investment advisory functions 4
Private Fund GAV* 0
Avg Account Size 855,866 21%
% High Net Worth 45.41% 28%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

707M 606M 505M 404M 303M 202M 101M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name DAVID LUNDGREN & COMPANY Filing Date07/08/2025 Form ADV-E View Report
Accounting Firm Name DAVID LUNDGREN & COMPANY Filing Date07/23/2024 Form ADV-E View Report