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Adviser Profile

As of Date 03/21/2024
Adviser Type - Large advisory firm
Number of Employees 20 11.11%
of those in investment advisory functions 12
Registration SEC, Approved, 04/17/2014
AUM* 4,018,863,744 13.41%
of that, discretionary 4,018,863,744 13.41%
Private Fund GAV* 4,018,863,774 13.41%
Avg Account Size 2,009,431,872 13.41%
SMA’s No
Private Funds 2
Contact Info 617 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

Discretionary
Non-discretionary
4B 3B 3B 2B 2B 1B 580M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count2 GAV$4,018,863,774

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Brochure Summary

Overview

Finepoint Capital LP (“Finepoint” or “the Firm”) was founded in March 2013 and is organized as a Delaware limited partnership. Herbert Wagner (the “Principal”) is the founder of Finepoint and Managing P a r t n e r of the General Partner of Finepoint. Mr. Wagner and his immediate family members are the owners of the Firm. Mr. Wagner is responsible for the management of each of the portfolios, Finepoint Capital Partners I, L.P. (“Finepoint Capital I”) and Finepoint Capital Partners II, L.P. (“Finepoint Capital II” and together with Finepoint Capital I, the “Funds” or the “Finepoint Capital Funds”). FPCap LLC is the General Partner of Finepoint. Mr. Wagner is supported by a team of investment and operational professionals, including Steven Lefkowitz (Partner and Chief Operating Officer), Erin Stoller (Chief Financial Officer) and Stacy Vezina (General Counsel/Chief Compliance Officer). Finepoint serves as the Investment Manager and provides discretionary advisory services to the Funds. The Funds will generally invest, subject to tax, legal or other considerations, pari passu with each other. The Firm may, in the future, organize additional investment vehicles
that follow an investment strategy similar to or different from the investment program of the Funds. The investment objective of the Funds is to achieve attractive absolute returns on a long-term, risk- adjusted basis, while emphasizing capital preservation. To achieve the objective, the Funds will employ an opportunistic, deep-value investment strategy combined with an analytically rigorous, fundamental approach to identifying and assessing value. The Funds will invest when the Investment Manager considers that risk is attractively priced and will hold cash when t h e I n v e s t m e n t M a n a g e r c o n s i d e r s t h a t opportunities are not compelling on an absolute, risk-adjusted basis. Finepoint provides investment advice directly to the Funds and not individually to a Fund’s limited partners or investors. Investment restrictions for the Funds, if any, are generally established in the applicable Fund’s limited partnership agreement, private placement memorandum or investment management agreement (collectively, a Fund’s “Governing Documents”). As of December 31, 2023, Finepoint managed $4.02 billion on a discretionary basis a n d $0 on a non- discretionary basis.