Rimrock is an investment adviser registered with the SEC. The Firm was organized in 2001 as a limited liability company under the laws of the State of California and is based in Irvine, California. The Firm is owned by roughly half of its employees, with David H. Edington, Christopher Chester, Stephen Foulke, and Paul C. Westhead as the principal employee owners (“the Principals”). Rimrock offers a long-term equity incentive compensation plan, whereby certain key employees, other than the principal employee owners named above, can participate in the profitability and long-term growth in value of the Firm. This program offers certain eligible employees the right to benefit from the Firm’s success, achieved by delivering investment products and results consistent with the objectives of clients. Rimrock management believes such a program to be in the best interests of clients, consultants, and employees as the plan aligns the interests of all parties by encouraging long-term thinking, stability of personnel, and maintains focus on meeting client objectives. Rimrock provides discretionary investment management services to private funds established by Rimrock (the ”Private Funds” or the “Funds”) and private funds or separately managed accounts established by third parties (“Managed Accounts”). Rimrock has sole discretion to manage its Funds’ investment portfolios. Generally, Rimrock does not accept instructions from clients with respect to investments by or for their accounts. Rimrock Managed Accounts can impose restrictions in the form of investment guidelines, return benchmarks, and restricted transactions. Rimrock Managed Account holders can also negotiate other terms with Rimrock. Rimrock Managed Account restrictions and Fund investment guidelines are formalized in executed advisory agreements with Rimrock. The Funds and Managed Accounts will invest predominantly in commercial real estate or mixed strategy fixed income securities including (but not limited to), mortgage-backed, asset-backed, corporate, term loans, treasuries and derivatives. Rimrock does not provide general investment advice outside of agreed client investment mandates. Please refer to the applicable Fund’s prospectus or offering documents for detailed disclosure of the types of investments which may be purchased by that Fund. Rimrock reserves the right to purchase any other type of investment deemed appropriate based on the Fund’s stated goals and objectives. Rimrock Funds The Private Funds are private pooled investment vehicles formed by Rimrock to provide a means by which qualified and sophisticated investors may pursue alternative investment strategies. The Private Funds are not required to register under the Securities Act of 1933 or the Investment Company Act of 1940 in reliance upon certain exemptions available to issuers whose securities are not publicly offered. For most such strategies, Rimrock typically

creates a master-feeder structure consisting of a master fund in the form of a Cayman Islands exempted company, and one or more feeder funds consisting of Cayman Islands exempted companies or trusts and California limited partnerships. –5– Our Firm has organized and serves as the General Partner and/or investment adviser to the Funds listed below:
• Rimrock High Income PLUS (Master) Fund, Ltd.
• Rimrock High Income PLUS Fund, L.P.
• Rimrock High Income PLUS (QP) Fund, L.P.
• Rimrock High Income PLUS (Cayman) Fund, Ltd.
• Rimrock Low Volatility (Master) Fund, Ltd.
• Rimrock Low Volatility Fund, L.P.
• Rimrock Low Volatility (Cayman) Fund, Ltd.
• Rimrock Low Volatility (QP) Fund, L.P.
• Rimrock Low Volatility (QP) (Cayman) Fund, Ltd.
• Rimrock Low Volatility (QP) (JPY) Trust
• Rimrock Structured Product (Master) Fund, Ltd.
• Rimrock Structured Product Fund, L.P.
• Rimrock Structured Product (Cayman) Fund, Ltd.
• Rimrock Strategic Income Fund, Ltd.
• Rimrock Real Estate Fund I, L.P. Rimrock Managed Accounts Managed Accounts are private domestic or foreign accounts or entities, each of which is typically managed by Rimrock for the benefit of one institutional investor or group of investors. Rimrock offers Managed Accounts (sometimes also referred to by Rimrock as “Customized Solutions”) in fixed income strategies broadly similar to those of the Funds, but with certain investment guidelines and other restrictions that may significantly differentiate them from the Funds. Rimrock currently offers Managed Accounts using a Low Duration Mortgage Strategy and Intermediate Duration Mortgage Strategy. In addition to the Funds and Managed Accounts described above, Rimrock’s Principals have created Rimrock Capital Management Holdings, LLC (“RCM Holdings”). The purpose of RCM Holdings is to collectively invest the Principals’ capital in various investment opportunities, including Rimrock Funds and other investments. RCM Holdings is not a parent company or a subsidiary of Rimrock; it is affiliated with Rimrock only through its ownership by Rimrock’s Principals. Our Firm may sponsor or manage additional private investment funds and SEC-registered investment funds in the future. For the Private Funds, we restrict the number of investors and offer interests in those Funds only through non-public transactions in order to maintain the Funds’ exclusion from “investment company” status under the Investment Company Act of 1940, as amended. As of January 31, 2024, Rimrock Capital Management, LLC had Regulatory Assets Under Management of $3,112,004,768. in client assets on a discretionary basis, and Net Assets Under Management of $2,430,108,412. Regulatory Assets Under Management includes all gross assets without any deduction for debt or leverage; net assets under management are calculated by subtracting outstanding liabilities from client assets. –6–