9AT: CAPITAL BANK AND TRUST COMPANY

Adviser Profile

As of Date	10/07/2026
Registration	SEC, Approved, 02/26/2014
ADV Location	IRVINE, CA, United States
Contact Info	(94 xxxxxxx
Websites

AUM^*	257,020,193,687 239%
of that, discretionary	257,020,193,687 239%
Number of Employees	106 -30%
of those in investment advisory functions
Private Fund GAV^*	0
Avg Account Size	431,966,712 205%
% High Net Worth	85.88% -1%
SMA’s	Yes
Private Funds	1 1

Adviser Type

- Large advisory firm
- Related adviser

Client Types

- High net worth individuals
- Pooled investment vehicles
- Charitable organizations

Advisory Activities

- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Accounting Firm Name	Filing Date	Form ADV-E
Accounting Firm Name DELOITTE & TOUCHE LLP	Filing Date08/26/2026	Form ADV-E View Report
Accounting Firm Name DELOITTE & TOUCHE LLP	Filing Date01/28/2026	Form ADV-E View Report
Accounting Firm Name DELOITTE & TOUCHE LLP	Filing Date10/24/2024	Form ADV-E View Report

	Count	GAV
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Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser WARBERG ASSET MANAGEMENT LLC	Hedge Fund754.2m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV754.2m	AUM805.9m	#Funds7
Adviser THE MAGNOLIA GROUP, LLC	Hedge Fund641.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV641.4m	AUM710.6m	#Funds1
Adviser WILLOW WEALTH	Hedge Fund-	Liquidity Fund-	Private Equity Fund323.2m	Real Estate Fund367.8m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund2.1b	Total Private Fund GAV2.8b	AUM1.6b	#Funds200
Adviser SAGARD REAL ESTATE ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund686.4m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund27.1m	Total Private Fund GAV713.5m	AUM1.2b	#Funds24
Adviser IDR INVESTMENT MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund9.2b	Securitized Asset Fund-	Venture Capital Fund-	Other Fund2.6m	Total Private Fund GAV9.2b	AUM10.2b	#Funds7
Adviser CF PRIVATE EQUITY, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund22.1b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV22.1b	AUM17.5b	#Funds98
Adviser OKABENA INVESTMENT SERVICES INC	Hedge Fund1.4b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.4b	AUM2.1b	#Funds10
Adviser PALADIN REALTY PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund144.2m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV144.2m	AUM112.0m	#Funds9
Adviser P&A CAPITAL ADVISORS	Hedge Fund121.7m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV121.7m	AUM126.4m	#Funds3
Adviser 1888 INVESTMENTS, LLC	Hedge Fund2.8b	Liquidity Fund-	Private Equity Fund1.9b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund5.9b	Total Private Fund GAV10.6b	AUM5.9b	#Funds6

Brochure Summary

Overview

CB&T is a wholly-owned subsidiary of The Capital Group Companies, Inc. The Capital Group Companies form one of the most experienced families of investment management firms in the world, dating to 1931, and have always been privately held. CB&T was formed in July 2000 as a federal savings bank. CB&T’s primary businesses include: (i) providing directed trustee services and custodial services to employer-sponsored retirement plans and individual retirement accounts invested in registered investment companies (“Directed Trustee Services”); and (ii) providing investment management and related services to institutional clients (the “Institutional Client Services”). In this regard, CB&T offers both collective investment trusts and common trust funds (collectively, “Commingled Funds”), designed for retirement plans, foundations, endowments and other entities for which CB&T acts as investment manager and/or discretionary trustee and oversees their formation and maintenance. CB&T engages other service providers, including affiliates, to assist in administration and investment management of the Commingled Funds. It has retained Capital International, Inc. (“CIInc”) and Capital Research and Management

Company (“CRMC” and, together with CIInc, the “Advisers”) to serve as investment advisers of the Commingled Funds. CB&T’s investment approach is based on rigorous fundamental research. CB&T’s offerings of equity, fixed-income, balanced, and other customized investment strategies are informed by the investment objectives and guidelines (including any specific investment restrictions and limitations) of its clients. The client’s guidelines typically describe the investment mandate and types of securities that are eligible for (or prohibited from) the account. For discretionary trustee services provided to Commingled Funds, the terms of the fund’s governing documents will apply. Please also refer to Items 8 (Methods of Analysis, Investment Strategies and Risk of Loss) and 16 (Investment Discretion) in this brochure for further information. As described above, CB&T’s only business is investment management and related services; it does not provide retail banking services nor does it engage in the brokerage or corporate finance businesses. As of June 30, 2023, CB&T managed approximately $ 45,425,300,000 in client assets (regulatory assets under management) on a discretionary basis.

CAPITAL BANK AND TRUST COMPANY

CAPITAL BANK AND TRUST COMPANY

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Private Funds Structure

Similar advisers

Brochure Summary

Overview

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CAPITAL BANK AND TRUST COMPANY CAPITAL BANK AND TRUST COMPANY

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Private Funds Structure

Similar advisers

Brochure Summary

Overview

CAPITAL BANK AND TRUST COMPANY

CAPITAL BANK AND TRUST COMPANY