Adviser Profile

As of Date 04/02/2026
Registration SEC, Approved, 02/18/2014
Other registrations (1)
Contact Info 516 xxxxxxx
Websites
AUM* 130,710,000 19%
of that, discretionary 128,477,710 17%
Number of Employees 1
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 3,734,571 13%
% High Net Worth 60.00% -6%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

128M 110M 92M 73M 55M 37M 18M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees