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Adviser Profile

As of Date 08/15/2024
Adviser Type - Large advisory firm
- An investment adviser to a company which has elected to be a business development company
Number of Employees 70 2.94%
of those in investment advisory functions 22 -12.00%
Registration SEC, Approved, 03/14/2014
AUM* 1,564,889,547 -8.82%
of that, discretionary 1,564,889,547 -8.82%
Private Fund GAV* 112,035,896 -11.56%
Avg Account Size 521,629,849 -8.82%
SMA’s No
Private Funds 1
Contact Info 650 xxxxxxx
Websites

Client Types

- Business development companies
- Pooled investment vehicles

Advisory Activities

- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Recent News

Reported AUM

Discretionary
Non-discretionary
2B 1B 1B 981M 736M 490M 245M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count1 GAV$112,035,896

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Brochure Summary

Overview

The Adviser was formed in August 2013. The Adviser provides investment management services to its advisory clients, which may include from time to time, without limitation, privately offered investment funds, joint ventures, separately managed accounts, investment companies registered under the U.S. Investment Company Act of 1940 (the “1940 Act”), closed-end management investment companies electing to be treated as “business development companies” under the 1940 Act, other institutional clients and other types of funds and accounts. As of the date of this Brochure, the Adviser provides investment management services on a discretionary basis to (i) TriplePoint Venture Growth BDC Corp. (“TPVG”) and TriplePoint Private Venture Credit Inc. (“TPVC” and together with TPVG, the “BDCs”), two closed-end management investment companies that have elected to be regulated as business development companies under the 1940 Act and (ii) TriplePoint Venture Lending Fund, LLC a privately-offered investment vehicle (the “Private Fund” and together with the BDCs, “Clients”). The Adviser is a wholly-owned subsidiary of TriplePoint Capital LLC (“TriplePoint Capital”), which is widely recognized as a leading global financing provider devoted to serving venture capital-backed companies with creative, flexible and customized debt financing, equity capital and complementary services throughout their lifespan. TriplePoint Capital invests on a proprietary basis, through other investment funds and accounts, in companies or investments that are the same or similar to those invested in by Clients. Client assets are managed in accordance with the particular investment objectives,
strategies, restrictions, and guidelines set forth in, as applicable, each Client’s investment advisory agreement, investment management agreement, subscription agreement, limited liability company agreement, limited partnership agreement, registration statement filed with the SEC, and any other relevant agreements or organizational documents (“Governing Documents”). We do not generally tailor our advisory services to the needs of individual investors, however, at the establishment of a fund, specific investment criteria may be established for the fund in consultation with prospective investors. Prior to investing in a Client, prospective investors should review Client Governing Documents to confirm the suitability of an investment in a Client based on the investor’s particular circumstances. The Private Fund employs a “master-feeder” structure for regulatory, tax, or investment purposes. Generally, a master-feeder structure vests trading operations in one or more “master” funds while investors may typically access the master fund(s) only through one or more “feeder” funds. These feeder funds, in turn, invest (directly or indirectly) in the master fund(s). Affiliates of the Adviser serve as general partners of the feeder funds and a managing member of the master fund (the “General Partners” or “Managing Member”); however, the investment management services are performed by the Adviser pursuant to an investment management agreement by and between the Adviser and the Private Fund. As of December 31, 2023, the Adviser managed (i) approximately $1,564,900,000 of assets on a discretionary basis and (ii) $0 of assets on a non-discretionary basis.