Adviser Profile

As of Date 01/06/2026
Registration SEC, Approved, 10/29/2013
ADV Location NEW YORK,, NY, United States
Contact Info (21 xxxxxxx
AUM* 137,737,270 22%
of that, discretionary 137,737,270 22%
Number of Employees 1
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 1,700,460 19%
% High Net Worth 78.79% -1%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

138M 118M 98M 79M 59M 39M 20M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees