9AT: VOLEON CAPITAL MANAGEMENT LP

other names

VOLEON CAPITAL MANAGEMENT LP
VOLEON INSTITUTIONAL PARTNERS LP (RELYING ADVISER)
VOLEON INSTITUTIONAL MANAGERS LP (RELYING ADVISER)
VOLEON FUNDS LP (RELYING ADVISER)

Adviser Profile

As of Date	05/01/2025
ADV Location	BERKELEY, CA, United States
Adviser Type - Large advisory firm
Number of Employees	111 44%
of those in investment advisory functions	18 38%
Registration	SEC, Approved, 09/27/2013
Other registrations (3)	SEC, ERA - Withdrawn, 09/24/2013 California, ERA - Withdrawn, 09/24/2013 California, Terminated, 11/12/2009

AUM^*	16,361,734,974 75%
of that, discretionary	16,361,734,974 75%
Private Fund GAV^*	14,990,964,849
Avg Account Size	779,130,237 42%
SMA’s	No
Private Funds	25 3
Contact Info	341 xxxxxxx
Websites

Client Types

- Pooled investment vehicles
- Sovereign wealth funds and foreign official institutions

Advisory Activities

- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeHedge Fund	Count25	GAV$14,990,964,849

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser BLUECOVE LIMITED	Hedge Fund6.6b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV6.6b	AUM11.1b	#Funds3
Adviser AXIUM INFRASTRUCTURE INC.	Hedge Fund6.6b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV6.6b	AUM8.3b	#Funds3
Adviser PARVUS ASSET MANAGEMENT JERSEY LIMITED	Hedge Fund6.2b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV6.2b	AUM11.5b	#Funds6
Adviser TIFF INVESTMENT MANAGEMENT	Hedge Fund3.8b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV3.8b	AUM6.7b	#Funds39
Adviser JUNTO CAPITAL MANAGEMENT LP	Hedge Fund9.6b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV9.6b	AUM9.6b	#Funds6
Adviser CAPITAL FUND MANAGEMENT S.A.	Hedge Fund12.1b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV12.1b	AUM12.3b	#Funds14
Adviser PINNACLE ASSET MANAGEMENT, L.P.	Hedge Fund13.0b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund761.2m	Total Private Fund GAV13.8b	AUM8.8b	#Funds25
Adviser OASIS INVESTMENT STRATEGIES LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM5.5b	#Funds-
Adviser KOVITZ INVESTMENT GROUP PARTNERS, LLC	Hedge Fund126.9m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund10.6m	Total Private Fund GAV137.4m	AUM31.7b	#Funds4
Adviser WHALE ROCK CAPITAL MANAGEMENT	Hedge Fund11.7b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV11.7b	AUM11.7b	#Funds16

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker67066G104	Stock NameNVIDIA CORPORATION	$ Position$269,233,634	% Position7.00%	$ Change108.00%	# Change76.00%
Stck Ticker037833100	Stock NameAPPLE INC	$ Position$238,246,342	% Position6.00%	$ Change143.00%	# Change96.00%
Stck Ticker594918104	Stock NameMICROSOFT CORP	$ Position$218,294,171	% Position5.00%	$ Change73.00%	# Change66.00%
Stck Ticker02079K305	Stock NameALPHABET INC	$ Position$158,127,555	% Position4.00%	$ Change146.00%	# Change78.00%
Stck Ticker023135106	Stock NameAMAZON COM INC	$ Position$116,343,336	% Position3.00%	$ Change89.00%	# Change89.00%
Stck Ticker30303M102	Stock NameMETA PLATFORMS INC	$ Position$80,414,610	% Position2.00%	$ Change75.00%	# Change76.00%
Stck Ticker11135F101	Stock NameBROADCOM INC	$ Position$69,221,386	% Position2.00%	$ Change168.00%	# Change124.00%
Stck Ticker88160R101	Stock NameTESLA INC	$ Position$86,375,742	% Position2.00%	$ Change210.00%	# Change122.00%
Stck Ticker808513105	Stock NameSCHWAB CHARLES CORP	$ Position$31,054,577	% Position1.00%	$ Change213.00%	# Change199.00%
Stck Ticker931142103	Stock NameWALMART INC	$ Position$40,683,656	% Position1.00%	$ Change111.00%	# Change100.00%

Brochure Summary

Overview

Structure; Ownership Voleon Capital Management LP is an investment advisory firm that has been in business since 2008. Its principal place of business is located in Berkeley, California. Voleon Capital Management LP may be referred to in this brochure as “Voleon,” the “Investment Adviser,” “we,” or the “Firm.” Voleon Capital Management LP is a Delaware limited partnership. The Firm was founded by Michael Kharitonov, PhD, our Chief Executive Officer, and Jon McAuliffe, PhD, our Chief Investment Officer. Mr. Kharitonov is a limited partner in Voleon and is a member of the company that serves as Voleon’s general partner. Mr. Kharitonov’s aggregate ownership interest in Voleon exceeds 25% of the total capital of Voleon. Types of Advisory Services Voleon provides advisory services on a discretionary basis to its clients, all of which are pooled investment vehicles (specifically, private investment funds). Each private investment fund that we manage is generally referred to throughout this brochure as a “Fund” and are collectively referred to throughout this brochure as the “Funds.” Certain Funds invest all or substantially

all of their assets in other Funds, for example, in a master-feeder structure. As such, reference to a “Fund” or the “Funds” may include reference to the aggregate master-feeder structure, as the context requires. Voleon provides investment advisory services to the Funds based on the investment objectives and strategies described in the Funds’ offering memoranda and governing documents (collectively, the “Offering Documents”). We implement one or more quantitative-based strategies utilizing a variety of asset classes and financial instruments. Voleon selects all of the investments and strategies for the Funds. Investors (each, an “Investor” and collectively, “Investors”) may select among the various Funds advised by the Firm (and certain Funds may offer multiple share classes that Investors may select), but Investors have no opportunity to select particular investments or strategies for the Funds. Assets Under Management As of December 31, 2023, Voleon managed, on a discretionary basis, approximately $9,333,493,828 in regulatory assets under management. Voleon does not manage any client assets on a non-discretionary basis.

VOLEON CAPITAL MANAGEMENT LP

Adviser Profile

Details

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

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Private Funds Structure

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Brochure Summary

Overview