9AT: MARSTONE LLC

Adviser Profile

As of Date	08/04/2026
Registration	SEC, Approved, 07/10/2013
Other registrations (1)	Massachusetts, Terminated, 07/10/2013
Contact Info	212 xxxxxxx
Websites

AUM^*	2,825,414 15%
of that, discretionary	2,825,414 15%
Number of Employees	1 -97%
of those in investment advisory functions	1 -50%
Private Fund GAV^*	0
Avg Account Size	15,697 -27%
SMA’s	Yes
Private Funds	0

Adviser Type

- Internet adviser

Client Types

- Individuals (other than high net worth individuals)
- Other investment advisers

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser SIGNAL ADVISORS WEALTH, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.7b	#Funds-
Adviser BROOKLYN INVESTMENT GROUP, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM4.0b	#Funds-
Adviser UX WEALTH PARTNERS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.9b	#Funds-
Adviser KEELAN CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM561.4m	#Funds-
Adviser KARNER BLUE CAPITAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM72.8k	#Funds-
Adviser POINTOAK RETIREMENT ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.1b	#Funds-
Adviser OTTER CREEK ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM229.7m	#Funds-
Adviser RISK PARADIGM GROUP, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM115.6m	#Funds-
Adviser SPIRIT OF AMERICA MANAGEMENT CORP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM540.0m	#Funds-
Adviser JOHN HANCOCK INVESTMENT MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM212.1b	#Funds-

Brochure Summary

Overview

Marstone is a digital investment advisory firm registered with the United States Securities and Exchange Commission (“SEC”). Marstone is a privately held company owned by Marstone, Inc. that has been in business since 2012. Marstone provides online financial advisory services through a secured website creating investment plans and portfolio management strategies to meet clients’ financial objectives, including identifying: ● Investment objectives and risk tolerance; ● Asset classes in which to invest; ● Efficient investment allocation to meet stated client objectives; and ● Appropriate times to re-balance client portfolios in effort to optimize return for clients’ stated objectives and risk tolerance. Marstone will seek detailed information from clients, advisors, and market information to evaluate investment objectives, risk tolerance and suitability considerations. The Firm will help clients invest in a well- diversified portfolio of exchange traded funds or similar classes of assets that may include exposure to stock market holdings for long-term returns, fixed income securities for steady income, real estate and commodities for diversification and inflation protection, and cash-equivalent investments such as money market funds. Based on client investment objectives, Marstone will recommend

customized solutions to meet individualized, particular client needs. You are generally free to impose reasonable investment-related restrictions on the management of your account(s). You should be aware that if you impose multiple restrictions on the nature or type of securities held by your account(s), we believe that substituting other securities for restricted core holdings may not be desirable. This could have a negative (or positive) effect on the investment performance of an account compared to the performance of a similar account that is not so restricted. Marstone may be directed by a client to trade investment models (“Third-Party Models”), whereby the asset manager, acting as a model provider, constructs an asset allocation and selects the underlying investments for each portfolio on a non-discretionary basis. Marstone performs overlay management of the Third-Party Models by placing trade orders, periodically updating and rebalancing each Third-Party Model pursuant to the direction of the model provider. Marstone is not exercising discretion as a fiduciary in implementing the investment selections of Third-Party Models. Assets Under Management As of 12/31/2023, we managed approximately $2,457,701 in client assets on a discretionary basis, where we made all of the investment decisions.

MARSTONE LLC

MARSTONE LLC

RATIONAL Q LLC

RATIONAL GROUP, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

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Brochure Summary

Overview

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MARSTONE LLC MARSTONE LLC RATIONAL Q LLC RATIONAL GROUP, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

MARSTONE LLC

MARSTONE LLC

RATIONAL Q LLC

RATIONAL GROUP, LLC