9AT: DIRECTED CAPITAL ADVISORS

Adviser Profile

As of Date	03/31/2026
Registration	SEC, Approved, 05/21/2013
Other registrations (1)	SEC, ERA - Withdrawn, 05/01/2013
ADV Location	ST. PETERSBURG, FL, United States
Contact Info	727 xxxxxxx
Websites

AUM^*	419,560,313 15%
of that, discretionary	419,560,313 15%
Number of Employees	35 -13%
of those in investment advisory functions	15
Private Fund GAV^*	139,947,409 -58%
Avg Account Size	139,853,438 131%
SMA’s	No
Private Funds	3 3

Adviser Type

- Large advisory firm

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

	Count	GAV
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Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser TAMARACK ADVISERS, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM317.0m	#Funds-
Adviser GREAT ELM CAPITAL MANAGEMENT, LLC	Hedge Fund6.6m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV6.6m	AUM346.1m	#Funds3
Adviser EDENBROOK CAPITAL, LLC	Hedge Fund278.3m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV278.3m	AUM278.3m	#Funds2
Adviser INDIA CAPITAL LLC	Hedge Fund365.3m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV365.3m	AUM365.3m	#Funds2
Adviser VATIC INVESTMENTS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM313.6m	#Funds-
Adviser WEBS CREEK CAPITAL MANAGEMENT LP	Hedge Fund373.9m	Liquidity Fund-	Private Equity Fund243.9m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV617.9m	AUM1.3b	#Funds4
Adviser CLADRIUS PARTNERS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM211.2m	#Funds-
Adviser PALO DURO INVESTMENT PARTNERS, LP	Hedge Fund302.2m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV302.2m	AUM402.8m	#Funds3
Adviser SAMJO MANAGEMENT, LLC	Hedge Fund115.7m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV115.7m	AUM308.8m	#Funds2
Adviser FIRST WILSHIRE SECURITIES MANAGEMENT, INC.	Hedge Fund55.7m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV55.7m	AUM415.5m	#Funds2

Brochure Summary

Overview

DCA registered in March 2012 as an exempt reporting adviser. In 2013, DCA applied for status as a registered investment adviser and was approved as such in May 2013. Its principal place of business is located in Florida, and it began conducting business in 2012. The firm is owned by Directed Capital Resources, LLC whose principal owner (i.e., those individuals and/or entities controlling 25% or more of this company) is Christopher S. Moench. We provide discretionary portfolio management services to a small number of limited partnerships sponsored by DCR (“Sponsored Partnerships”). These portfolio management services principally concern 1) commercial real estate related loans and other commercial loans acquired at discounts in the secondary market, 2) originated commercial real estate and other commercial loans, 3) real estate and other assets acquired thru or in lieu of foreclosure, and 4) real estate equity investments. As of December 31, 2023 our principal client relationships are with

DCR Mortgage Partners VII, LP, DCR Mortgage Partners VIII, LP, Directed Capital Opportunity Investment Fund, LLC, DCR Mortgage Partners IX, LP, and DCR Mortgage Partners X, LP. DCR Mortgage Partners VII, LP DCR Mortgage Partners VIII, LP and DCR Mortgage Partners XI, LP have entered into a co-investment arrangement. Directed Capital Opportunity Investment Fund, LLC (DCOIF) serves as a feeder fund to DCR Mortgage Partners IX, LP. Our advisory services are limited to advice regarding acquisition and disposition of loan, real estate, and other ancillary assets. Portfolio investment decisions are made according to the investment objectives and risk tolerances of our clients as well as our clients’ stated investment restrictions and special circumstances. As of December 31, 2023, we managed $363,939,207 of client assets on a discretionary basis and $0 of client assets on a non-discretionary basis. Directed Capital does not participate in Wrap Fee Programs.

DIRECTED CAPITAL ADVISORS

DIRECTED CAPITAL ADVISORS

DCR LOAN SERVICING, INC

DIRECTED CAPITAL ADVISORS, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Brochure Summary

Overview

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DIRECTED CAPITAL ADVISORS DIRECTED CAPITAL ADVISORS DCR LOAN SERVICING, INC DIRECTED CAPITAL ADVISORS, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Brochure Summary

Overview

DIRECTED CAPITAL ADVISORS

DIRECTED CAPITAL ADVISORS

DCR LOAN SERVICING, INC

DIRECTED CAPITAL ADVISORS, LLC