9AT: CHINA ASSET MANAGEMENT (HONG KONG) LIMITED

other names

CHINA ASSET MANAGEMENT (HONG KONG) LIMITED

Adviser Profile

As of Date	03/31/2025
ADV Location	HONG KONG, Hong Kong
Adviser Type - Large advisory firm - Outside the United States
Number of Employees	94 13%
of those in investment advisory functions	16 -20%
Registration	SEC, Approved, 04/12/2013

AUM^*	12,746,807,360 78%
of that, discretionary	12,274,759,149 158%
Private Fund GAV^*	3,535,450
Avg Account Size	172,254,154 133%
SMA’s	Yes
Private Funds	1
Contact Info	852 xxxxxxx
Websites

Client Types

- Banking or thrift institutions
- Pooled investment vehicles
- Pension and profit sharing plans
- State or municipal government entities
- Other investment advisers
- Insurance companies
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Publication of periodicals or newsletters

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeHedge Fund	Count1	GAV$3,535,450

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser ARMISTICE CAPITAL LLC	Hedge Fund5.5b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV5.5b	AUM5.5b	#Funds3
Adviser LEADENHALL CAPITAL PARTNERS	Hedge Fund2.6b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.6b	AUM5.7b	#Funds12
Adviser SOUTHEASTERN ASSET MANAGEMENT INC.	Hedge Fund70.1m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV70.1m	AUM4.3b	#Funds2
Adviser AEQUIM ALTERNATIVE INVESTMENTS LP	Hedge Fund5.0b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV5.0b	AUM8.2b	#Funds3
Adviser CINCTIVE CAPITAL MANAGEMENT LP	Hedge Fund2.7b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.7b	AUM3.1b	#Funds6
Adviser CANDLESTICK CAPITAL MANAGEMENT LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM5.2b	#Funds-
Adviser CAMPBELL GLOBAL	Hedge Fund226.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV226.4m	AUM6.2b	#Funds5
Adviser MKP CAPITAL MANAGEMENT, L.L.C.	Hedge Fund2.5b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.5b	AUM9.9b	#Funds4
Adviser PROPRIETARY CAPITAL, LLC	Hedge Fund972.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV972.0m	AUM1.2b	#Funds21
Adviser EMPYREAN CAPITAL PARTNERS, LP	Hedge Fund4.9b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV4.9b	AUM4.9b	#Funds4

Brochure Summary

Overview

A. BUSINESS DESCRIPTION / OWNERSHIP – CAMHK was established in September 2008 as a wholly owned subsidiary of China Asset Management Co. Ltd. (“ChinaAMC”) to strategically develop ChinaAMC’s offshore business and investment capabilities. ChinaAMC was established in April 1998 as one of the first nation-wide fund management companies in the People’s Republic of China (“China”). As of December 31, 2023, ChinaAMC is one of the largest fund management company in terms of mutual fund assets under management in China. ChinaAMC provides investment management and advisory services to both retail and institutional clients. B. TYPES OF ADVISORY SERVICES OFFERED –CAMHK provides services to U.S.-based registered investment companies, including exchange-traded funds (“ETFs”). CAMHK also provides discretionary investment management, investment advisory and related support services to a wide- range of non-U.S. clients, including pension and profit-sharing plans, pooled investment vehicles and corporations. In performing advisory services, CAMHK is authorized to utilize the talents of investment professionals of affiliated investment advisory firms to manage a particular strategy or product. In keeping with applicable regulatory guidance, each such affiliate has entered into a Memorandum of Understanding (“MOU”) with CAMHK through which the affiliate is considered a “Participating Affiliate” of CAMHK as that term is used in relief granted by the staff of the SEC. This allows CAMHK, as a U.S. registered investment adviser, to use the resources of non-U.S. affiliates, i.e., Participating Affiliates, to render portfolio management, research or trading services to clients

of CAMHK. The arrangement with Participating Affiliates positions CAMHK to offer investment management styles and strategies that it otherwise may not manage under the framework of U.S. regulations. In partnering with affiliates, CAMHK offers management and related services to U.S. clients provided by investment management personnel associated with Participating Affiliates, who are viewed as best positioned to provide the expertise required to manage a particular strategy or product. Investment professionals of a Participating Affiliate are authorized to render substantially similar portfolio management research or trading services to their own advisory clients and the performance achieved may be better or worse than that achieved on behalf of CAMHK clients. In addition to its registration with the SEC, CAMHK is licensed and regulated by the Securities and Futures Commission in Hong Kong to carry on regulated activities of the following types:
• Type 1 (dealing in securities – distribution of unit trusts)
• Type 4 (advising on securities)
• Type 9 (asset management) in Hong Kong C. TAILORING ADVISORY SERVICES TO INDIVIDUAL NEEDS OF CLIENT The goals and objectives for each client are documented in investment management agreements/ advisory agreements. Clients can impose restrictions on investing in certain securities or types of securities. D. CAMHK’s ASSETS UNDER MANAGEMENT — As of December 31, 2023, CAMHK had CAMHK – ADV 2A – pg . 2 $7,166,417,121 (USD) in assets under management. U. S. Dollar Amount Discretionary: $6,709,507,899 Non-Discretionary: $456,909,222 Total: $7,166,417,121 CAMHK – ADV 2A – pg . 3

CHINA ASSET MANAGEMENT (HONG KONG) LIMITED

Adviser Profile

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Compensation Arrangments

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Brochure Summary

Overview