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Adviser Profile

As of Date 03/31/2026
Registration SEC, Approved, 02/15/2013
Other registrations (3)
ADV Location CHATHAM, NJ, United States
Contact Info (21 xxxxxxx
Websites
AUM* 1,704,252,230 19%
of that, discretionary 1,698,806,790 20%
Number of Employees 29
of those in investment advisory functions 14 -13%
Private Fund GAV* 137,630,357 8%
Avg Account Size 3,394,925 18%
% High Net Worth 42.86% -11%
SMA’s Yes
Private Funds 4

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pooled investment vehicles
- Charitable organizations
- Other investment advisers
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

2B 1B 1B 971M 728M 485M 243M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

Private Funds Structure

Count GAV
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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
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Stck Ticker78462F103 Stock NameSTATE STR SPDR S&P 500 ETF T $ Position$7,993,497 % Position6.00% $ Change9.00% # Change-6.00%
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$2,522,114 % Position2.00% $ Change-22.00% # Change-32.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$2,622,440 % Position2.00% $ Change-22.00% # Change-23.00%
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$2,443,339 % Position2.00% $ Change-28.00% # Change-42.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$2,441,512 % Position2.00% $ Change6.00% # Change-8.00%
Stck Ticker13321L108 Stock NameCAMECO CORP $ Position$2,757,248 % Position2.00% $ Change-16.00% # Change-10.00%
Stck Ticker007903107 Stock NameADVANCED MICRO DEVICES INC $ Position$2,524,635 % Position2.00% $ Change187.00% # Change1.00%
Stck Ticker911363109 Stock NameUNITED RENTALS INC $ Position$2,673,620 % Position2.00% $ Change26.00% # Change-19.00%
Stck Ticker149123101 Stock NameCATERPILLAR INC $ Position$2,365,143 % Position2.00% $ Change40.00% # Change-7.00%

Brochure Summary