9AT: RIVER GLOBAL INVESTORS LLP

Adviser Profile

As of Date	03/22/2025
Registration status	Terminated
ADV Location	LONDON, United Kingdom
Contact Info	44 xxxxxxx
Websites

AUM^*	2,721,058,067
of that, discretionary	2,721,058,067
Number of Employees	12 -8%
of those in investment advisory functions	11 -8%
Private Fund GAV^*	0
Avg Account Size	123,684,458
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Pooled investment vehicles
- Pension and profit sharing plans
- Other investment advisers

Advisory Activities

- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser ABRDN INVESTMENTS LIMITED	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund126.4m	Total Private Fund GAV126.4m	AUM206.5b	#Funds1
Adviser BLACKROCK (SINGAPORE) LIMITED	Hedge Fund907.3m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV907.3m	AUM70.3b	#Funds6
Adviser MACKENZIE INVESTMENTS ASIA LIMITED	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.5b	#Funds-
Adviser GOLDMAN SACHS ASSET MANAGEMENT CO., LTD.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM71.8b	#Funds-
Adviser CLEARBRIDGE INVESTMENT MANAGEMENT LIMITED	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM9.9b	#Funds-
Adviser FRANKLIN TEMPLETON INVESTMENTS CORP.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM12.8b	#Funds-
Adviser LEADENHALL CAPITAL PARTNERS	Hedge Fund2.6b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.6b	AUM5.7b	#Funds12
Adviser MACKENZIE INVESTMENTS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund475.1m	Total Private Fund GAV475.1m	AUM194.9b	#Funds2
Adviser MUZINICH & CO., INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund50.3m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund79.8m	Total Private Fund GAV130.2m	AUM31.3b	#Funds4
Adviser EDGEPOINT INVESTMENT GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM33.8b	#Funds-

Brochure Summary

Overview

The Advisor is a federally registered investment advisor and has its principal place of business in London, UK. The Advisor was established in 2006 as a UK limited liability partnership and has been registered with the SEC since 2012. In addition to registration with the SEC, the Advisor is authorized and regulated in the UK by the FCA. The Chief Compliance Officer is Gordon Brough and the Chairman is Alex Hoctor-Duncan. For more information about our investment management team please consult the Brochure Supplement. The Advisor is a wholly owned indirect subsidiary of Assetco plc, a UK-based company whose shares are listed on the AIM market of the London Stock Exchange (ticker “ASTO”). RGI offers the following services to advisory clients: Separately Managed Accounts The Advisor offers discretionary portfolio management to various types of institutional clients as described in “Item 7 – Types of Clients”. Each account is managed in line with one of the strategies described in “Item 8 - Methods of Analysis, Investment Strategies and Risk of Loss” and

as indicated in a client’s Investment Management Agreement. All strategies used by the Advisor invest primarily in equity securities but may also hold an allocation to cash for efficient portfolio management. Currency hedging is used from time to time for risk management purposes, implemented through the use of currency forwards. Investments are not limited to any specific product or service offered by a particular broker-dealer, insurance company, or other financial services company. Clients may specify reasonable investment limitations or restrictions (e.g., excluding certain sectors or securities, or setting maximum regional allocations). Wrap Fee Programs Wrap fee programs charge comprehensive fees that cover both portfolio management and brokerage services. RGI does not participate in wrap fee programs. Assets Under Management As of March 31, 2023, RGI had approximately $2.503 billion in discretionary assets under management. RGI does not provide investment management services on a non-discretionary basis.

RIVER GLOBAL INVESTORS LLP

RIVER GLOBAL INVESTORS LLP

RIVER AND MERCANTILE ASSET MANAGEMENT LLP

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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RIVER GLOBAL INVESTORS LLP RIVER GLOBAL INVESTORS LLP RIVER AND MERCANTILE ASSET MANAGEMENT LLP

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

RIVER GLOBAL INVESTORS LLP

RIVER GLOBAL INVESTORS LLP

RIVER AND MERCANTILE ASSET MANAGEMENT LLP