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Adviser Profile

As of Date 03/27/2025
Adviser Type - Large advisory firm
Number of Employees 10
of those in investment advisory functions 7
Registration SEC, Approved, 04/16/2012
AUM* 240,520,183 2.18%
of that, discretionary 240,520,183 2.18%
Private Fund GAV* 172,207,840 4.57%
Avg Account Size 17,180,013 9.48%
% High Net Worth 85.71% -1.10%
SMA’s Yes
Private Funds 2
Contact Info 617 xxxxxxx
Websites

Client Types

- High net worth individuals
- Pooled investment vehicles

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

344M 295M 246M 197M 147M 98M 49M
2015 2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count2 GAV$172,207,840

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78462F103 Stock NameSPDR S&P 500 ETF TR (PUT) $ Position$24,053,770 % Position12.00% $ Change-18.00% # Change-14.00%
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$10,640,290 % Position5.00% $ Change-13.00% # Change1.00%
Stck Ticker42809H107 Stock NameHESS CORP $ Position$10,043,024 % Position5.00% $ Change20.00% # Change0.00%
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$7,268,080 % Position4.00% $ Change-25.00% # Change-9.00%
Stck Ticker502431109 Stock NameL3HARRIS TECHNOLOGIES INC $ Position$6,593,265 % Position3.00% $ Change2.00% # Change3.00%
Stck Ticker595112103 Stock NameMICRON TECHNOLOGY INC $ Position$5,669,572 % Position3.00% $ Change62.00% # Change57.00%
Stck Ticker74349Y837 Stock NamePROSHARES TR $ Position$5,281,900 % Position3.00% $ Change37.00% # Change26.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$3,434,818 % Position2.00% $ Change-16.00% # Change-6.00%
Stck Ticker651639106 Stock NameNEWMONT CORP $ Position$4,393,480 % Position2.00% $ Change90.00% # Change47.00%
Stck Ticker501044101 Stock NameKROGER CO $ Position$4,915,986 % Position2.00% $ Change37.00% # Change24.00%

Brochure Summary