9AT: HARWOOD CAPITAL LLP

Adviser Profile

As of Date	07/01/2026
Registration	SEC, Approved, 03/29/2012
ADV Location	LONDON, United Kingdom
Contact Info	44 xxxxxxx
Websites

AUM^*	61,395,381 21%
of that, discretionary	61,395,381 21%
Number of Employees	14
of those in investment advisory functions	5
Private Fund GAV^*	0
Avg Account Size	2,192,692 34%
% High Net Worth	42.86% -11%
SMA’s	Yes
Private Funds	1 1

Adviser Type

- Mid-sized advisory firm
- Outside the United States

Client Types

- High net worth individuals
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Accounting Firm Name	Filing Date	Form ADV-E
Accounting Firm Name BUZZACOTT LLP	Filing Date10/02/2025	Form ADV-E View Report

	Count	GAV
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Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser LESTE USA, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund26.0m	Total Private Fund GAV26.0m	AUM126.3m	#Funds2
Adviser INTESA SANPAOLO WEALTH MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM4.5b	#Funds-
Adviser MOUNTAIN PACIFIC ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM484.3m	#Funds-
Adviser FOSUN ASSET MANAGEMENT LIMITED	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.5b	#Funds-
Adviser LLOYD GEORGE MANAGEMENT (HK) LIMITED	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM51.9m	#Funds-
Adviser CBRE INVESTMENT MANAGEMENT INDIRECT LIMITED	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund7.9b	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV7.9b	AUM50.4b	#Funds5
Adviser GAVILAN INVESTMENT PARTNERS LLC	Hedge Fund66.8m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV66.8m	AUM514.7m	#Funds1
Adviser ELEMENTUM ADVISORS, LLC	Hedge Fund3.3b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV3.3b	AUM4.5b	#Funds34
Adviser PARVUS ASSET MANAGEMENT JERSEY LIMITED	Hedge Fund6.1b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV6.1b	AUM11.3b	#Funds6
Adviser HORIKO CAPITAL MANAGEMENT LLC	Hedge Fund248.9m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV248.9m	AUM475.1m	#Funds2

Brochure Summary

Overview

a) Background Harwood Capital LLP (“Harwood” or the “Firm”), formerly North Atlantic Value LLP, established by Christopher Mills, is a limited liability Fund/SMA incorporated in the United Kingdom on March 21, 2003. The Firm is an independently owned investment group and part of the Harwood Capital Management Group Limited also founded by Christopher Mills in 2011. The Firm is authorized and regulated by the Financial Conduct Authority. The Firm’s registered office is 6 Stratton Street, Mayfair, London W1J 8LD. b) Advisory Services Harwood offers advisory and investment management services to a listed collective investment scheme (“the Fund”) and Segregated Managed Accounts (“SMA”) as described below:
• Rockwood Strategic Plc is a Public Investment Trust quoted on the London Stock Exchange that invests in a focused portfolio of smaller UK public companies.
• Segregated Managed Accounts (“SMA”) a segregated managed account (or sometimes called segregated mandate) allows investors to appoint Harwood to customize a portfolio of direct securities on their behalf. This provides the investor flexibility to maximize returns according to their own guidelines. c) Tailored Advice and Client-Imposed Restrictions Each Fund and SMA managed by Harwood has its own investment objectives, strategies and restrictions. Certain Harwood Fund/SMAs focus on a narrow investment

strategy while others may pursue a broader investment strategy. Harwood prepares offering materials with respect to each Harwood Fund/SMA that contain more detailed information, including a description of the investment objective and strategy or strategies employed and related restrictions. An investment in a Harwood Fund/SMA does not create a client-adviser relationship between Harwood and an Investor. Further discussion of the strategies, investments and risks associated with a Harwood Fund or SMA is included in the relevant materials for each type of Client. Clients and Investors must consider whether a particular Fund/SMA or advisory relationship is appropriate to their own circumstances based on all relevant factors including, but not limited to, the Client’s or Investor’s own investment objectives, liquidity requirements, tax situation and risk tolerance. Prospective Clients and Investors are strongly encouraged to undertake appropriate due diligence, including but not limited to a review of relevant offering materials for the Fund/SMAs and the additional details about Harwood’s investment strategies, methods of analysis and related risks in Item 8 of this Brochure, before making an investment decision. d) Wrap Fee Disclosure Not applicable. e) Assets Under Management As of December 31, 2023, the Firm had approximately $306 million in Regulatory Assets Under Management.

HARWOOD CAPITAL LLP

HARWOOD CAPITAL LLP

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Private Funds Structure

Similar advisers

Brochure Summary

Overview

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HARWOOD CAPITAL LLP HARWOOD CAPITAL LLP

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Private Funds Structure

Similar advisers

Brochure Summary

Overview

HARWOOD CAPITAL LLP

HARWOOD CAPITAL LLP