9AT: GOLDSTEIN CAPITAL CORP.

other names

GOLDSTEIN CAPITAL CORP.

Adviser Profile

As of Date	03/18/2025
ADV Location	LONG ISLAND CITY, NY, United States
Adviser Type - Large advisory firm
Number of Employees	2 -33%
of those in investment advisory functions	2 -33%
Registration	SEC, Approved, 03/20/2012
Other registrations (1)	New York, Terminated, 04/09/2012

AUM^*	307,967,174 17%
of that, discretionary	307,967,174 17%
Private Fund GAV^*	258,846,500 -10%
Avg Account Size	8,799,062 -20%
% High Net Worth	65.22% 52%
SMA’s	Yes
Private Funds	3 2
Contact Info	212 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pooled investment vehicles
- Charitable organizations
- Other investment advisers
- Insurance companies
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeHedge Fund	Count3	GAV$258,846,500

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser CREDIT VALUE PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM161.5m	#Funds-
Adviser STEMPOINT CAPITAL LP	Hedge Fund398.6m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV398.6m	AUM625.0m	#Funds6
Adviser RIP ROAD CAPITAL PARTNERS LP	Hedge Fund116.8m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV116.8m	AUM116.8m	#Funds3
Adviser SILVER CREEK CAPITAL MANAGEMENT LLC	Hedge Fund322.7m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV322.7m	AUM202.1m	#Funds8
Adviser VOYAGER MANAGEMENT, LLC	Hedge Fund51.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV51.4m	AUM174.4m	#Funds4
Adviser QSEMBLE CAPITAL MANAGEMENT, LP	Hedge Fund1.2b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.2b	AUM1.2b	#Funds3
Adviser BLUEMAR CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM123.8m	#Funds-
Adviser WORLDLY PARTNERS MANAGEMENT, LLC	Hedge Fund277.6m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV277.6m	AUM277.6m	#Funds1
Adviser SATURN V CAPITAL MANAGEMENT LP	Hedge Fund424.2m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV424.2m	AUM424.2m	#Funds3
Adviser PALOGIC VALUE MANAGEMENT, L.P.	Hedge Fund147.2m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV147.2m	AUM338.5m	#Funds2

Brochure Summary

Overview

• Goldstein Capital Corp. (GCC) was incorporated on March 30th, 1995.
• Paul Goldstein is the only principal owner of GCC.
• GCC provides investment advisory services for individuals, institutions, and pooled investment vehicles, such as GCC’s proprietary hedge fund -- the Goldstein Capital Managed Bond Portfolio (our “Hedge Fund”). B.
• The types of investment advisory services that GCC offers include overall portfolio reviews, asset allocation, asset selection and general investment advice.
• GCC provides investment advice with respect to a broad range of assets that include bonds, stocks, alternative investments, ETFs and mutual funds.
• GCC has extensive experience and expertise investing in high quality bonds such as US Treasury bonds, government agency bonds, mortgage-backed securities (MBS) and municipal bonds.
• One specialty of GCC is cash management.

• We apply our bond market expertise in the management of separately managed accounts as well as for our Hedge Fund -- a leveraged portfolio investing in high quality MBS. GCC has managed this Hedge Fund since 1995.
• Paul Goldstein, our President, and Chief Investment Officer has over 35 years of bond market experience. C.
• GCC typically customizes its investment advisory service to suit the unique needs of its clients (as noted in the section above). We manage a client’s account within the unique guidelines defined in that client’s investment management agreement, which may restrict investments to certain securities. D.
• GCC currently does not participate in wrap free programs. E.
• The amount of discretionary regulatory assets under management was $333,726,136 as of December 31st, 2023. There were no non-discretionary assets under management as of December 31st, 2023. 5 of 23

GOLDSTEIN CAPITAL CORP.

Adviser Profile

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