9AT: NEW CAPITAL PARTNERS

other names

NEW CAPITAL PARTNERS
NCP MANAGEMENT HOLDINGS, INC.

Adviser Profile

As of Date	03/31/2025
ADV Location	BIRMINGHAM, AL, United States
Adviser Type - Large advisory firm
Number of Employees	11 -21%
of those in investment advisory functions	7 -13%
Registration	SEC, Approved, 02/27/2012

AUM^*	614,802,213 73%
of that, discretionary	614,802,213 59%
Private Fund GAV^*	614,802,213
Avg Account Size	122,960,443 59%
SMA’s	No
Private Funds	5
Contact Info	205 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypePrivate Equity Fund	Count5	GAV$614,802,213

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser HALLE CAPITAL MANAGEMENT LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund738.4m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV738.4m	AUM706.4m	#Funds20
Adviser LATTICEWORK CAPITAL MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund671.4m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV671.4m	AUM671.4m	#Funds9
Adviser AMERICAN TRIPLE I, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund429.2m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV429.2m	AUM829.2m	#Funds2
Adviser RIVERCREST CAPITAL MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund279.1m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV279.1m	AUM335.4m	#Funds3
Adviser TRGP INVESTMENT PARTNERS, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund468.2m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV468.2m	AUM471.3m	#Funds11
Adviser CM INVESTMENT PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund264.3m	Total Private Fund GAV264.3m	AUM520.3m	#Funds3
Adviser TECHQUITY CAPITAL MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund312.6m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV312.6m	AUM312.6m	#Funds2
Adviser PIKE STREET CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund411.2m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV411.2m	AUM411.2m	#Funds6
Adviser TOPSPIN MANAGEMENT COMPANY LBO LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund430.4m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV430.4m	AUM492.9m	#Funds13
Adviser FORTITUDE FAMILY OFFICE	Hedge Fund-	Liquidity Fund-	Private Equity Fund76.2m	Real Estate Fund48.9m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV125.1m	AUM893.7m	#Funds2

Brochure Summary

Overview

Firm Description New Capital Partners was founded in 2000 in Birmingham, Alabama. NCP is a private-equity firm located in Birmingham, Alabama. NCP invests in high-growth companies primarily in the Southeastern United States and Texas, and opportunistically elsewhere. NCP is currently serving as an investment adviser to five pooled-investment funds organized as limited partnerships: 1) New Capital Partners Private Equity Fund II, LP 2) New Capital Partners Private Equity Fund II-A, LP 3) New Capital Partners Private Equity Fund II-B, LP 4) New Capital Partners Private Equity Fund III, LP 5) New Capital Partners Private Equity Fund III-A, LP Each of the Funds is sometimes referred to in this Brochure individually as a “Fund” and collectively as the “Funds”. From individual limited partners, the Funds raise specific capital commitments that are called over a limited investment period of ten years. The Funds listed above may be individually referred to as “Fund II”, “Fund II-A”, “Fund II-B”, “Fund III” and “Fund III-A”, respectively. Principal Owners The principal owners of NCP are James K. Outland, serving as President of the organization and James B. Little, III, serving as Vice President and Secretary. Types of Advisory Services NCP provides advice and assistance to each Fund regarding the acquisition, management and disposition of Fund

investments and also provides general back-office support. The relationship between each Fund and NCP is set forth in a Management Agreement entered into between NCP and each Fund (the “Management Agreement”). The purpose of this brochure is to disclose information about NCP to NCP’s clients (which are the Funds). In connection with the offering of interests in each Fund, NCP has separately prepared a Confidential Private Placement Memorandum (the “PPM”) for each Fund. Persons considering whether to invest in any one or more of the Funds should have received and reviewed the applicable PPM, which sets forth in much greater detail specific information regarding the operation of, and the terms of an investment in, each Fund. 6 | P a g e Tailored Relationships The services provided by NCP to each Fund are described in the applicable PPM and in the applicable Management Agreement. While each Fund is initially structured in a manner intended to be compatible with the requirements of its possible investors, such investors do not have the ability to impose restrictions on the Fund’s investing in certain securities or types of securities. Asset Management As of March 29, 2024, NCP manages $355,307,546 of client assets on a discretionary basis and $0 of client assets on a non-discretionary basis.

NEW CAPITAL PARTNERS

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