9AT: HALLE CAPITAL MANAGEMENT LP

Adviser Profile

As of Date	04/29/2026
Registration	SEC, Approved, 07/31/2023
Other registrations (2)	SEC, ERA - Withdrawn, 06/28/2023 SEC, ERA - Active, 01/07/2020
Former registrations	HALLE CAPITAL MANAGEMENT LP
ADV Location	NEW YORK, NY, United States
Contact Info	212 xxxxxxx
Websites

AUM^*	861,535,000 22%
of that, discretionary	861,535,000 22%
Number of Employees	11 22%
of those in investment advisory functions	8 33%
Private Fund GAV^*	1,017,064,179 38%
Avg Account Size	71,794,583 22%
SMA’s	No
Private Funds	20 9

Adviser Type

- Large advisory firm

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

	Count	GAV
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Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser SHOREHILL CAPITAL LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund576.2m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV576.2m	AUM576.2m	#Funds2
Adviser LEP MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund475.2m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV475.2m	AUM585.2m	#Funds5
Adviser TECHQUITY CAPITAL MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund347.7m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV347.7m	AUM329.0m	#Funds2
Adviser GLS CAPITAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund827.0m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV827.0m	AUM924.7m	#Funds7
Adviser RIVERCREST CAPITAL MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund252.8m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV252.8m	AUM285.7m	#Funds4
Adviser TRGP INVESTMENT PARTNERS, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund654.3m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV654.3m	AUM726.8m	#Funds12
Adviser BASIN OIL AND GAS MANAGEMENT, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund492.7m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV492.7m	AUM492.7m	#Funds5
Adviser PERMANENT EQUITY MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund1.5b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.5b	AUM508.8m	#Funds5
Adviser PIKE STREET CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund727.4m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV727.4m	AUM727.4m	#Funds9
Adviser LATTICEWORK CAPITAL MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund705.1m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV705.1m	AUM705.1m	#Funds7

Brochure Summary

Overview

Halle Capital Management LP (“the “Adviser”) is a Delaware limited partnership that was formed in September 2019. The Adviser is principally owned and controlled by John Peter Gutfreund. The Adviser provides discretionary investment advice to private funds (each a “Private Fund,” or collectively, the “Private Funds”). In addition, from time-to-time the Adviser forms certain co-investment special purpose vehicles (each a “Co-Investment Fund,” or collectively, the “Co-Investment Funds,” and together with the Private Funds, the “Funds”). In the future, the Adviser may also provide investment advice to additional private funds and separately managed accounts for institutional, non-retail investors (“SMAs”). References throughout this document to “clients” refer to the Private Funds, Co-Investment Funds, and any other private funds and SMAs that the Adviser may advise in the future. The Adviser also establishes a general partner or acts as managing

member for each Fund that is affiliated with the Adviser (each a “GP/MM”). The Funds are managed in accordance with their own investment objectives, as described in their respective offering documents and/or governing agreements (together, the “Governing Documents”). Investors in the Funds will generally not be permitted to impose limitations on the investment activities described in the Funds’ Governing Documents. Under certain circumstances, the Adviser may contract with a client to adhere to limited risk and/or operating guidelines imposed by that client, and such arrangements will be negotiated on a case-by-case basis. (See Item 16 - Investment Discretion.) The Adviser does not participate in wrap fee programs. As of December 31, 2023, the Adviser managed approximately $504,745,250 of regulatory assets under management on a discretionary basis. The Adviser does not manage any assets on a non-discretionary basis.

HALLE CAPITAL MANAGEMENT LP

HALLE CAPITAL MANAGEMENT LP

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Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

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Employees

Private Funds Structure

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HALLE CAPITAL MANAGEMENT LP HALLE CAPITAL MANAGEMENT LP

Related Companies

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Brochure Summary

Overview

HALLE CAPITAL MANAGEMENT LP

HALLE CAPITAL MANAGEMENT LP