9AT: LION CAPITAL (AMERICAS) INC.

LION CAPITAL (AMERICAS) INC.

other names

LION CAPITAL (AMERICAS) INC.

Adviser Profile

Registration status

Terminated

As of Date	11/23/2025
ADV Location	SANTA MONICA, CA, United States
Adviser Type - Large advisory firm
Number of Employees	1 -50%
of those in investment advisory functions	1

AUM^*	361,612,780 -9%
of that, discretionary	0
Private Fund GAV^*	0
Avg Account Size	361,612,780 -9%
SMA’s	Yes
Private Funds	0
Contact Info	310 xxxxxxx
Websites

Client Types

- Other investment advisers

Advisory Activities

Compensation Arrangments

Reported AUM

1B 1B 971M 777M 583M 389M 194M

2015 2016 2017 2018 2019 2020 2021 2022 2023

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

Lion Capital (Americas) was incorporated in Delaware on May 19, 2008 as Lion Capital Inc. It changed its name to Lion Capital (Americas), Inc. on May 27, 2008. The Company is a wholly owned subsidiary of Lion Capital LLP, which is authorized and regulated by the United Kingdom Financial Conduct Authority. Lion Capital LLP was registered in 2004 and is based in the United Kingdom. Lyndon Lea, Managing Partner of Lion Capital LLP, is the controller of Lion Capital LLP. Lion Capital (Americas) has a sub-advisory arrangement with Lion Capital LLP. Lion Capital LLP is a consumer-focused investment firm that manages limited partnership funds (each a “Fund” and collectively, the “Funds”) on behalf of largely institutional investors. It seeks to make control private equity investments in mid- and large-sized,

consumer-oriented businesses in Europe and North America. Lion Capital (Americas) provides non-discretionary investment advice to Lion Capital LLP in respect of investments in North America that Lion Capital LLP may consider making on behalf of the Funds. The limited partnership agreements of each Fund are negotiated with the investors as a group and define investment policies and restrictions. Some investors are granted opt-out arrangements if they are unable to invest in certain companies or sectors due to certain reasons. Lion Capital (Americas) provides advice to Lion Capital LLP and does not provide advice with respect to any particular investor in a Fund. Lion Capital (Americas) sub-advised approximately $396.9 million of assets on a non- discretionary basis as of December 31, 2023.