9AT: PRICAP ADVISORS LLC

Adviser Profile

As of Date	03/30/2026
Registration	SEC, Approved, 03/21/2012
ADV Location	NEW YORK, NY, United States
Contact Info	212 xxxxxxx
Websites

AUM^*	41,657,693 3%
of that, discretionary	41,657,693 3%
Number of Employees	2
of those in investment advisory functions	2
Private Fund GAV^*	0
Avg Account Size	1,125,884 17%
% High Net Worth	36.84% 1%
SMA’s	Yes
Private Funds	0

Adviser Type

- Mid-sized advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- Other investment advisers

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser SEATTLE WEALTH MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM131.3m	#Funds-
Adviser LOUDON INVESTMENT MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM231.8m	#Funds-
Adviser PRESTIGE WEALTHWIDE, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM198.5m	#Funds-
Adviser GOLD COAST WEALTH MANAGEMENT, LLC	Hedge Fund54.3m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund1.2m	Total Private Fund GAV55.5m	AUM413.8m	#Funds2
Adviser BROOKTREE CAPITAL MANAGEMENT INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund25.7m	Total Private Fund GAV25.7m	AUM138.9m	#Funds1
Adviser MERCURY INVESTMENT GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM252.6m	#Funds-
Adviser LAVELLE CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund34.9m	Other Fund44.9m	Total Private Fund GAV114.7m	AUM508.2m	#Funds18
Adviser 16TH AMENDMENT ADVISORS LLC	Hedge Fund71.5m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV71.5m	AUM390.2m	#Funds4
Adviser PROSPECT HILL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM256.6m	#Funds-
Adviser HGI CAPITAL MANAGEMENT, LLC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM41.6m	#Funds-

Brochure Summary

Overview

The Adviser is an investment adviser with its principal place of business in New York City, New York. The Adviser commenced operations as an investment adviser on January 1, 2009. James S. Ely III is the principal owner of the Adviser. The Adviser provides advisory services on a discretionary basis to its clients, which include individuals and institutions with separately managed accounts (the “Accounts”). The Adviser manages portfolios that invest primarily in corporate fixed income securities. For selected Accounts, the Adviser may also invest in equities and fixed income and equity mutual funds and exchange traded funds. Returns are generated from a combination of interest earned and capital appreciation. The Accounts generally invest in fixed income securities until the securities are repaid by the issuer, unless the Adviser sells a security prior to such date because the market price of the security rises to a price that the Adviser deems attractive to sell or the creditworthiness of the issuer deteriorates to a point where the Adviser deems that repayment is jeopardized.

The Adviser focuses on the evaluation and selection of fixed income securities issued by corporations with credit ratings, as reported by Standard & Poor’s, Moody’s and Fitch, below investment grade. Client portfolios consist of securities deemed by the Adviser to provide attractive returns given prevailing market conditions. These portfolios are diversified by issuer and industry to mitigate exposure to any one particular company or sector. The Adviser provides advice to its clients based on specific investment objectives and strategies. Under certain circumstances, the Adviser may agree to tailor advisory services to the individual needs of clients. Currently, the Adviser tailors its advisory services for certain Accounts by investing the assets of the Accounts in securities with specific maturities and/or credit quality. The Accounts may impose restrictions on investing in certain securities or certain types of securities. As of December 31, 2022, the Adviser had approximately $31,000,000 in client assets under management, all of which are managed on a discretionary basis.

PRICAP ADVISORS LLC

PRICAP ADVISORS LLC

PRIORITY CAPITAL MANAGEMENT LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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PRICAP ADVISORS LLC PRICAP ADVISORS LLC PRIORITY CAPITAL MANAGEMENT LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

PRICAP ADVISORS LLC

PRICAP ADVISORS LLC

PRIORITY CAPITAL MANAGEMENT LLC