9AT: QUAD PARTNERS LLC

other names

QUAD PARTNERS LLC
QUAD PARTNERS, LLC

Adviser Profile

As of Date	03/26/2025
ADV Location	NEW YORK, NY, United States
Adviser Type - Large advisory firm
Number of Employees	12 -8%
of those in investment advisory functions	11 -8%
Registration	SEC, Approved, 02/15/2012

AUM^*	732,237,784 0%
of that, discretionary	732,237,784 -7%
Private Fund GAV^*	510,187,713
Avg Account Size	56,325,983 -14%
SMA’s	No
Private Funds	13
Contact Info	212 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypePrivate Equity Fund	Count13	GAV$510,187,713

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser UNION CAPITAL ASSOCIATES, L.P.	Hedge Fund-	Liquidity Fund-	Private Equity Fund721.5m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV721.5m	AUM721.5m	#Funds7
Adviser MPE PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund1.4b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.4b	AUM1.4b	#Funds10
Adviser MONOGRAM CAPITAL MANAGEMENT, L.P.	Hedge Fund-	Liquidity Fund-	Private Equity Fund1.5b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.5b	AUM1.8b	#Funds39
Adviser FIVE ARROWS MANAGERS (USA) LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund311.9m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV311.9m	AUM993.7m	#Funds4
Adviser ELLSWORTH ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund30.6m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV30.6m	AUM1.4b	#Funds9
Adviser SAX CAPITAL LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM769.5m	#Funds-
Adviser RC CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund1.1b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.1b	AUM682.1m	#Funds13
Adviser GODWIN CAPITAL GROUP, LLC	Hedge Fund50.5m	Liquidity Fund-	Private Equity Fund94.7m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund40.2m	Total Private Fund GAV185.3m	AUM1.1b	#Funds18
Adviser IRONWOOD CAPITAL ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund903.0m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV903.0m	AUM903.0m	#Funds10
Adviser CREDIT SUISSE SECURITIES (USA) LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM805.3m	#Funds-

Brochure Summary

Overview

A. Firm Description QUAD is an investment management firm that is registered with the United States Securities and Exchange Commission (the “SEC”) as an investment adviser. It is structured as a Delaware limited liability company that was formed in 1999. QUAD provides investment advisory services to pooled investment vehicles that are exempt from registration under the Investment Company Act of 1940, as amended (the “1940 Act”), and whose securities are not registered under the Securities Act of 1933, as amended (the “Securities Act”). QUAD’s current business activity consists of providing investment advice to private pooled investment vehicles, each a Delaware or Cayman Islands limited partnership (each separately, a “Fund” and together, the “Funds”), which make equity and equity- related investments directly in privately held companies. QUAD may in the future advise other funds in addition to those listed herein. None of QUAD’s clients are natural persons; its only clients are the Funds. Since QUAD has no clients that are natural persons, it does not tailor its services to any individual’s needs or objectives. Principal Owner Lincoln E. Frank is the Managing Member and owns 100% of the Firm. B. Types of Advisory Services QUAD provides investment advice to the Funds which make equity and equity-related investments primarily in companies that operate in the

education and training business sectors. Affiliates of QUAD act as general partners to the Funds, and as general partners, these affiliates are solely responsible for the management of the Funds. Investors in the Funds are limited partners (the “Limited Partners”). QUAD provides investment advisory services to each of the Funds pursuant to separate investment and advisory agreements. Investment advice is provided by QUAD directly to the Funds, subject to the direction and control of the affiliated general partner of such Fund. Any restrictions on investments in certain types of securities are established by the general partner of the applicable Fund and are set forth in the documentation received by each limited partner prior to investment in such Fund. Once invested in a Fund, investors cannot impose restrictions on the types of securities in which such Fund may invest. C. Tailored Relationships QUAD provides investment advisory services to the Funds based on the investment objectives of the Funds. QUAD does not provide tailored investment advice to the Limited Partners in the Funds. D. Wrap Fee Programs QUAD does not participate in and is not a sponsor of wrap fee programs. E. Assets under Management QUAD manages a total of $731,461,028 in client assets on a discretionary basis. This assets under management figure is based on calculations as of December 31, 2023.

QUAD PARTNERS LLC

Adviser Profile

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Brochure Summary

Overview